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Malka Meyer's Form 4 filing

Robinhood Markets, Inc. (HOOD) · filed Nov 26, 2024

Accession no.
0000950170-24-131103
Filed
Nov 26, 2024
Trade date
Nov 22, 2024
Filing delay
4 days
Rule 10b5-1 plan
Not checked

This filing lists 2 non-derivative transactions. Open-market sales total $19.4M. It was filed 4 days after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Malka MeyerCIK 0001571355Director

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Nov 22, 2024Class A Common StockSSaleDisposed−555,000$34.90F1−$19,369,5003,686,952Indirect
Nov 22, 2024Class A Common StockGGiftDisposed−81,881$0.00F4$016,284,451Indirect

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

F1

The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $34.39 to $35.36, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.

Referenced by the price of 1 transaction in Table I.

F4

Represents a bona fide gift of 81,881 shares from Ribbit Management to a donor-advised fund. Following the reported transaction, (i) 6,653,925 shares are held directly by Ribbit Capital II, L.P. ("Fund II") for itself and as nominee for Ribbit Founder Fund II, L.P. ("FF II"), (ii) 1,144,397 shares are held directly by Ribbit Capital III, L.P. ("Fund III") for itself and as nominee for Ribbit Founder Fund III, L.P. ("FF III"), (iii) 6,440,888 shares are held directly by Bullfrog Capital, L.P. ("Bullfrog"), for itself and as nominee for Bullfrog Founder Fund, L.P. ("Bullfrog FF"), (iv) 809,090 shares are held directly by RH Ribbit Opportunity II, LLC ("RH"), (v) 642,339 shares are held directly by RH-D Ribbit Opportunity II, LLC ("RH-D"), (vi) 593,805 shares are held directly by RH-E Ribbit Opportunity II, LLC ("RH-E"), (vii) 7 shares are held directly by RH-N Bullfrog Opportunity, LLC ("RH-N") and (viii) 0 shares are held directly by Ribbit Management.

Referenced by the price of 1 transaction in Table I.

Read the full filing on SEC EDGAR (opens in a new tab)