Davis Richard H's Form 4 filing
374Water Inc. (SCWO) · filed Nov 25, 2024
- Accession no.
- 0000950170-24-130713
- Filed
- Nov 25, 2024
- Trade date
- Nov 15-18, 2024
- Filing delay
- 10 daysLate
- Rule 10b5-1 plan
- Not checked
This filing lists 2 non-derivative transactions and 1 derivative transaction. Open-market purchases total $50.0K. It was filed 10 days after the trade, past the 2-business-day deadline.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Davis Richard HCIK 0001429114 | Director |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 15, 2024 | Common Stock (restricted stock units) | AGrant or awardAcquired | +40,000 | $0.00 | $0 | 322,898 | Direct | |
| Nov 18, 2024 | Common Stock | PPurchaseAcquired | +40,000 | $1.25F2 | +$50,000 | 160,533 | Indirect |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 18, 2024 | Common Stock | PPurchaseAcquired | +60,000 | –F2 | – | 60,000 | Indirect |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F2
The purchase price for each share of the 40,000 shares of Common Stock reported in Table I and the accompanying warrants was $1.25
Referenced by the price of 1 transaction in Table I and 1 transaction in Table II.