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Green Phillip D's Form 4 filing

Cullen/Frost Bankers, Inc. (CFR) · filed Nov 21, 2024

Accession no.
0000950170-24-129773
Filed
Nov 21, 2024
Trade date
Nov 19-21, 2024
Filing delay
2 days
Rule 10b5-1 plan
Not checked

This filing lists 5 non-derivative transactions and 2 derivative transactions. Open-market sales total $4.75M. It was filed 2 days after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Green Phillip DCIK 0001128404Director, Officer (Chairman and CEO)

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Nov 19, 2024Common Stock, $0.01 par valueMOption exerciseAcquired+14,358$65.11+$934,849.38108,781Direct
Nov 19, 2024Common Stock, $0.01 par valueSSaleDisposed−14,358$137.96−$1,980,829.6894,423Direct
Nov 20, 2024Common Stock, $0.01 par valueMOption exerciseAcquired+20,147$65.11+$1,311,771.17114,570Direct
Nov 20, 2024Common Stock, $0.01 par valueSSaleDisposed−20,147$137.29−$2,765,981.6394,423Direct
Nov 21, 2024Common Stock, $0.01 par valueGGiftDisposed−1,825$0.00$092,598Direct

Derivative securities (Table II)

Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.

Derivative transactions
Trade dateSecurityTransactionUnderlying sharesUnit priceValueHeld afterOwnershipFlags
Nov 19, 2024Common StockMOption exerciseDisposed−14,358$0.00$020,147Direct
Nov 20, 2024Common StockMOption exerciseDisposed−20,147$0.00$00Direct

Footnotes

Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.

Read the original on SEC EDGAR (opens in a new tab)