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Reiss Joel's Form 4 filing

TransDigm Group INC (TDG) · filed Nov 20, 2024

Accession no.
0000950170-24-129335
Filed
Nov 20, 2024
Trade date
Oct 31-Nov 20, 2024
Filing delay
20 daysLate
Rule 10b5-1 plan
Not checked

This filing lists 9 non-derivative transactions and 2 derivative transactions. Open-market sales total $3.76M. It was filed 20 days after the trade, past the 2-business-day deadline.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Reiss JoelCIK 0001656109Officer (Co-Chief Operating Officer)

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Nov 20, 2024Common StockMOption exerciseAcquired+3,000$226.34+$679,0206,600Direct
Nov 20, 2024Common StockSSaleDisposed−295$1,250.90F1−$369,015.56,305Direct
Nov 20, 2024Common StockSSaleDisposed−1,664$1,252.00F2−$2,083,3284,641Direct
Nov 20, 2024Common StockSSaleDisposed−387$1,253.84F3−$485,236.084,254Direct
Nov 20, 2024Common StockSSaleDisposed−50$1,254.50−$62,7254,204Direct
Nov 20, 2024Common StockSSaleDisposed−279$1,256.13F4−$350,460.273,925Direct
Nov 20, 2024Common StockSSaleDisposed−221$1,258.73−$278,179.333,704Direct
Nov 20, 2024Common StockSSaleDisposed−64$1,259.92F5−$80,634.883,640Direct
Nov 20, 2024Common StockSSaleDisposed−40$1,264.58−$50,583.23,600Direct

Derivative securities (Table II)

Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.

Derivative transactions
Trade dateSecurityTransactionUnderlying sharesUnit priceValueHeld afterOwnershipFlags
Nov 20, 2024Common StockMOption exerciseDisposed−3,000$0.00$015,300Direct
Oct 31, 2024Common StockAGrant or awardAcquired+15,550$0.00$015,550Direct

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

F1

Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $1250.4260 - $1251.3900. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.

Referenced by the price of 1 transaction in Table I.

F2

Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $1251.5700 - $1252.4850. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.

Referenced by the price of 1 transaction in Table I.

F3

Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $1253.4700 - $1254.4600. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.

Referenced by the price of 1 transaction in Table I.

F4

Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $1256.0000 - $1256.6400. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.

Referenced by the price of 1 transaction in Table I.

F5

Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $1259.7950 - $1260.5000. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.

Referenced by the price of 1 transaction in Table I.

Read the full filing on SEC EDGAR (opens in a new tab)