Kreger Bradley Allen's Form 4/A amendment
AmendedVelo3D, Inc.VELO · filed Nov 20, 2024
- Accession no.
- 0000950170-24-129180
- Filed
- Nov 20, 2024
- Trade date
- Oct 18, 2024
- Filing delay
- 33 days
- Rule 10b5-1 plan
- Not checked
- Original filed
- Oct 18, 2024
This filing lists 2 non-derivative transactions and 1 derivative transaction. Open-market sales total $289.85. It was filed 33 days after the trade.
This amendment replaces 0000950170-24-116985 (filed Oct 24, 2024).
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Kreger Bradley AllenCIK 0001739205 | Director, Officer (CEO) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Oct 18, 2024 | Common Stock | MOption exerciseAcquired | +898 | –F1 | – | 10,239 | Direct | |
| Oct 18, 2024 | Common Stock | SSaleDisposed | −341 | $0.85 | −$289.85 | 9,898 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Oct 18, 2024 | Common Stock | MOption exerciseDisposed | −898 | $0.00 | $0 | 1,796 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Common Stock upon settlement for no consideration.
Referenced by the price of 1 transaction in Table I.
- F2
The sale of shares is for the sole purpose of covering the Reporting Person's tax liability and broker fees with respect to the settlement of restricted stock units.
- F3
The RSUs vest in 12 equal monthly installments over one year, beginning January 18, 2024, subject to the continuing service of the Reporting Person on each vesting date.