Kurian George's Form 4 filing
NetApp, Inc. (NTAP) · filed Nov 19, 2024
- Accession no.
- 0000950170-24-128906
- Filed
- Nov 19, 2024
- Trade date
- Nov 15-18, 2024
- Filing delay
- 4 days
- Rule 10b5-1 plan
- Checked
This filing lists 4 non-derivative transactions and 3 derivative transactions. Open-market sales total $1.00M. It was filed 4 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Kurian GeorgeCIK 0001586813 | Director, Officer (CEO) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 15, 2024 | Common Shares | MOption exerciseAcquired | +8,017 | –F1 | – | 300,795 | Direct | |
| Nov 15, 2024 | Common Shares | FTax withholdingDisposed | −4,013 | $117.21 | −$470,363.73 | 296,782 | Direct | |
| Nov 18, 2024 | Common Shares | SSaleDisposed | −3,280 | $117.44F3 | −$385,203.2 | 293,502 | Direct | |
| Nov 18, 2024 | Common Shares | SSaleDisposed | −5,220 | $118.35F4 | −$617,787 | 288,282 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 15, 2024 | Common Shares | MOption exerciseDisposed | −2,256 | –F1 | – | 4,513 | Direct | |
| Nov 15, 2024 | Common Shares | MOption exerciseDisposed | −2,876 | –F1 | – | 17,254 | Direct | |
| Nov 15, 2024 | Common Shares | MOption exerciseDisposed | −2,885 | –F1 | – | 28,855 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
Restricted stock units convert into common stock on a one-for-one basis.
Referenced by the price of 1 transaction in Table I and 3 transactions in Table II.
- F3
The price in Column 4 is a weighted average price of all sales by the reporting person on the transaction date within a one dollar range. The prices actually received ranged from $117.09 to $117.99. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.
Referenced by the price of 1 transaction in Table I.
- F4
The price in Column 4 is a weighted average price of all sales by the reporting person on the transaction date within a one dollar range. The prices actually received ranged from $118.05 to $118.64. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.
Referenced by the price of 1 transaction in Table I.