De Lorenzo Daniel's Form 4 filing
NetApp, Inc. (NTAP) · filed Nov 19, 2024
- Accession no.
- 0000950170-24-128902
- Filed
- Nov 19, 2024
- Trade date
- Nov 15-18, 2024
- Filing delay
- 4 days
- Rule 10b5-1 plan
- Checked
This filing lists 3 non-derivative transactions and 4 derivative transactions. Open-market sales total $38.3K. It was filed 4 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| De Lorenzo DanielCIK 0002016949 | Officer (VP, Controller & CAO) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 15, 2024 | Common Shares | MOption exerciseAcquired | +499 | –F1 | – | 499 | Direct | |
| Nov 15, 2024 | Common Shares | FTax withholdingDisposed | −173 | $117.21 | −$20,277.33 | 326 | Direct | |
| Nov 18, 2024 | Common Shares | SSaleDisposed | −326 | $117.44 | −$38,285.44 | 0 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 15, 2024 | Common Shares | MOption exerciseDisposed | −175 | –F1 | – | 350 | Direct | |
| Nov 15, 2024 | Common Shares | MOption exerciseDisposed | −70 | –F1 | – | 278 | Direct | |
| Nov 15, 2024 | Common Shares | MOption exerciseDisposed | −108 | –F1 | – | 645 | Direct | |
| Nov 15, 2024 | Common Shares | MOption exerciseDisposed | −146 | –F1 | – | 1,464 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
Restricted stock units convert into common stock on a one-for-one basis.
Referenced by the price of 1 transaction in Table I and 4 transactions in Table II.