Howley W Nicholas's Form 4 filing
TransDigm Group INC (TDG) · filed Nov 19, 2024
- Accession no.
- 0000950170-24-128670
- Filed
- Nov 19, 2024
- Trade date
- Nov 15, 2024
- Filing delay
- 4 days
- Rule 10b5-1 plan
- Checked
This filing lists 18 non-derivative transactions and 1 derivative transaction. Open-market sales total $6.93M. It was filed 4 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Howley W NicholasCIK 0001352573 | Director |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 15, 2024 | Common Stock | MOption exerciseAcquired | +5,472 | $140.92F1 | +$771,114.24 | 27,019.51 | Indirect | |
| Nov 15, 2024 | Common Stock | SSaleDisposed | −109 | $1,259.15F2 | −$137,247.35 | 26,910.51 | Indirect | |
| Nov 15, 2024 | Common Stock | SSaleDisposed | −177 | $1,260.16F3 | −$223,048.32 | 26,733.51 | Indirect | |
| Nov 15, 2024 | Common Stock | SSaleDisposed | −72 | $1,261.13F4 | −$90,801.36 | 26,661.51 | Indirect | |
| Nov 15, 2024 | Common Stock | SSaleDisposed | −291 | $1,262.73F5 | −$367,454.43 | 26,370.51 | Indirect | |
| Nov 15, 2024 | Common Stock | SSaleDisposed | −432 | $1,263.77F6 | −$545,948.64 | 25,938.51 | Indirect | |
| Nov 15, 2024 | Common Stock | SSaleDisposed | −466 | $1,264.75F7 | −$589,373.5 | 25,472.51 | Indirect | |
| Nov 15, 2024 | Common Stock | SSaleDisposed | −476 | $1,265.96F8 | −$602,596.96 | 24,996.51 | Indirect | |
| Nov 15, 2024 | Common Stock | SSaleDisposed | −945 | $1,266.69F9 | −$1,197,022.05 | 24,051.51 | Indirect | |
| Nov 15, 2024 | Common Stock | SSaleDisposed | −1,008 | $1,267.93F10 | −$1,278,073.44 | 23,043.51 | Indirect | |
| Nov 15, 2024 | Common Stock | SSaleDisposed | −474 | $1,269.38F11 | −$601,686.12 | 22,569.51 | Indirect | |
| Nov 15, 2024 | Common Stock | SSaleDisposed | −224 | $1,270.34F12 | −$284,556.16 | 22,345.51 | Indirect | |
| Nov 15, 2024 | Common Stock | SSaleDisposed | −280 | $1,271.44F13 | −$356,003.2 | 22,065.51 | Indirect | |
| Nov 15, 2024 | Common Stock | SSaleDisposed | −128 | $1,272.45 | −$162,873.6 | 21,937.51 | Indirect | |
| Nov 15, 2024 | Common Stock | SSaleDisposed | −112 | $1,275.25F14 | −$142,828 | 21,825.51 | Indirect | |
| Nov 15, 2024 | Common Stock | SSaleDisposed | −74 | $1,275.90 | −$94,416.6 | 21,751.51 | Indirect | |
| Nov 15, 2024 | Common Stock | SSaleDisposed | −151 | $1,277.58F15 | −$192,914.58 | 21,600.51 | Indirect | |
| Nov 15, 2024 | Common Stock | SSaleDisposed | −53 | $1,278.53 | −$67,762.09 | 21,547.51 | Indirect |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 15, 2024 | Common Stock | MOption exerciseDisposed | −5,472 | $0.00 | $0 | 94,898 | Indirect |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
The exercise price has been adjusted for dividends declared since August 1, 2022.
Referenced by the price of 1 transaction in Table I.
- F2
Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $1,258.5100 - $1,259.4600. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F3
Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $1,259.7100 - $1,260.5100. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F4
Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $1,261.0000 - $1,261.4700. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F5
Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $1,262.0000 - $1,262.8100. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F6
Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $1,263.3600 - $1,264.1950. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F7
Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $1,264.3750 - $1,265.3100. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F8
Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $1,265.4200 - $1,266.4100. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F9
Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $1,266.5100 - $1,267.4000. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F10
Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $1,267.5900 - $1,268.5550. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F11
Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $1,268.9600 - $1,269.9200. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F12
Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $1,270.0000 - $1,270.9100. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F13
Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $1,271.1500 - $1,271.9900. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F14
Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $1,274.8600 - $1,275.3100. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F15
Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $1,277.0900 - $1,278.0000. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.