Caplan Jay David's Form 4 filing
Fractyl Health, Inc.GUTS · filed Nov 13, 2024
- Accession no.
- 0000950170-24-126558
- Filed
- Nov 13, 2024
- Trade date
- Nov 10-11, 2024
- Filing delay
- 3 days
- Rule 10b5-1 plan
- Not checked
This filing lists 2 non-derivative transactions and 1 derivative transaction. Open-market sales total $158.6K. It was filed 3 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Caplan Jay DavidCIK 0001419217 | Officer (President, Chief Product Off.) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 10, 2024 | Common Stock | MOption exerciseAcquired | +187,257 | $0.00F1 | $0 | 217,741 | Direct | |
| Nov 11, 2024 | Common Stock | SSaleDisposed | −64,197 | $2.47 | −$158,566.59 | 153,544 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 10, 2024 | Common Stock | MOption exerciseDisposed | −187,257 | $0.00 | $0 | 0 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock. The restricted stock units vested in full on November 10, 2024 and have no expiration date.
Referenced by the price of 1 transaction in Table I.