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Morris Christopher Daniel's Form 4/A amendment

Amended

Dave & Buster's Entertainment, Inc.PLAY · filed Nov 5, 2024

Accession no.
0000950170-24-121566
Filed
Nov 5, 2024
Trade date
Oct 7-8, 2024
Filing delay
29 days
Rule 10b5-1 plan
Not checked
Original filed
Oct 9, 2024

This filing lists 2 non-derivative transactions. It carries over 2 transactions from the original filing that it did not restate. Open-market purchases total $502.2K. It was filed 29 days after the trade.

This amendment restates part of 0000950170-24-113760 (filed Oct 9, 2024). The transactions it did not restate still count and are listed below.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Morris Christopher DanielCIK 0001276178Director, Officer (Chief Executive Officer)

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Oct 7, 2024Common StockPPurchaseAcquired+14,912$33.68F1+$502,236.1683,847Direct
Oct 8, 2024Common StockAGrant or awardAcquired0$0.00$083,847Direct

Carried over from the original filing

This amendment restates only part of the original filing. The original's other transactions still stand, and the trade tables on Livermore count them under this amendment.

From 0000950170-24-113760 (filed Oct 9, 2024).

Derivative securities (Table II)

Derivative transactions carried over from 0000950170-24-113760
Trade dateSecurityTransactionUnderlying sharesUnit priceValueHeld afterOwnershipFlags
Oct 8, 2024Common StockAGrant or awardAcquired+45,427$31.60+$1,435,493.245,427Direct
Oct 8, 2024Common StockAGrant or awardAcquired+30,284$50.00+$1,514,20030,284Direct

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

F1

The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions ranging from $33.51 to $33.88, inclusive. The reporting person undertakes to provide the Registrant, any security holder of the Registrant or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price with the ranges set forth in this footnote (1) to this Form 4.

Referenced by the price of 1 transaction in Table I.

F2

This amendment to Form 4 is being filed to report on October 9, 2024, the reporting person filed a Form 4 reporting an award of 34,070 shares of common stock that did not occur.

Read the full filing on SEC EDGAR (opens in a new tab)