Whitmore R Janet's Form 4 filing
Solesence, Inc.SLSN · filed Nov 5, 2024
- Accession no.
- 0000950170-24-121444
- Filed
- Nov 5, 2024, 4:05 PM ET
- Trade date
- Oct 29, 2024
- Filing delay
- 7 daysLate
- Rule 10b5-1 plan
- Not checked
This filing lists 10 non-derivative transactions and 10 derivative transactions. Open-market purchases total $37.9K. It was filed 7 days after the trade, past the 2-business-day deadline.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Whitmore R JanetCIK 0001173970 | Director |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Oct 29, 2024 | Common Stock | PPurchaseAcquired | +2,000 | $0.90 | +$1,800 | 2,005,809 | Direct | |
| Oct 29, 2024 | Common Stock | PPurchaseAcquired | +2,000 | $1.05 | +$2,100 | 2,007,809 | Direct | |
| Oct 29, 2024 | Common Stock | PPurchaseAcquired | +2,000 | $1.18 | +$2,360 | 2,009,809 | Direct | |
| Oct 29, 2024 | Common Stock | PPurchaseAcquired | +2,000 | $0.84 | +$1,680 | 2,011,809 | Direct | |
| Oct 29, 2024 | Common Stock | PPurchaseAcquired | +2,000 | $1.10 | +$2,200 | 2,013,809 | Direct | |
| Oct 29, 2024 | Common Stock | PPurchaseAcquired | +2,000 | $0.99 | +$1,980 | 2,015,809 | Direct | |
| Oct 29, 2024 | Common Stock | PPurchaseAcquired | +10,000 | $0.68 | +$6,800 | 2,025,809 | Direct | |
| Oct 29, 2024 | Common Stock | PPurchaseAcquired | +10,000 | $0.82 | +$8,200 | 2,035,809 | Direct | |
| Oct 29, 2024 | Common Stock | PPurchaseAcquired | +6,667 | $0.45 | +$3,000.15 | 2,042,476 | Direct | |
| Oct 29, 2024 | Common Stock | PPurchaseAcquired | +6,666 | $1.17 | +$7,765.89 | 2,049,142 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Oct 29, 2024 | Common Stock | MOption exerciseDisposed | −2,000 | $0.90 | −$1,800 | 0 | Direct | |
| Oct 29, 2024 | Common Stock | MOption exerciseDisposed | −2,000 | $1.05 | −$2,100 | 0 | Direct | |
| Oct 29, 2024 | Common Stock | MOption exerciseDisposed | −2,000 | $1.18 | −$2,360 | 0 | Direct | |
| Oct 29, 2024 | Common Stock | MOption exerciseDisposed | −2,000 | $0.84 | −$1,680 | 0 | Direct | |
| Oct 29, 2024 | Common Stock | MOption exerciseDisposed | −2,000 | $1.10 | −$2,200 | 0 | Direct | |
| Oct 29, 2024 | Common Stock | MOption exerciseDisposed | −2,000 | $0.99 | −$1,980 | 0 | Direct | |
| Oct 29, 2024 | Common Stock | MOption exerciseDisposed | −10,000 | $0.68 | −$6,800 | 0 | Direct | |
| Oct 29, 2024 | Common Stock | MOption exerciseDisposed | −10,000 | $0.82 | −$8,200 | 0 | Direct | |
| Oct 29, 2024 | Common Stock | MOption exerciseDisposed | −6,667 | $0.45 | −$3,000.15 | 0 | Direct | |
| Oct 29, 2024 | Common Stock | MOption exerciseDisposed | −6,667 | $1.17 | −$23,300 | 13,334 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.
Remarks
This report is being filed late, due to an administrative error on the part of the Company. Ms. Whitmore paid all funds due the Company and complied with all required Company policies on October 29,2024.