Weiskircher Steven's Form 4/A amendment
AmendedLiquidity Services Inc (LQDT) · filed Nov 1, 2024
- Accession no.
- 0000950170-24-120202
- Filed
- Nov 1, 2024
- Trade date
- Dec 16, 2021
- Filing delay
- 1,051 days
- Rule 10b5-1 plan
- Not checked
- Original filed
- Dec 20, 2021
This filing lists 2 non-derivative transactions and 1 derivative transaction. Open-market sales total $100.0K. It was filed 1,051 days after the trade.
This amendment replaces 0001235468-21-000187 (filed Dec 20, 2021).
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Weiskircher StevenCIK 0001782925 | Officer (SVP & Chief Technology Officer) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Dec 16, 2021 | Common Stock | MOption exerciseAcquired | +14,947 | $6.69 | +$99,995.43 | 96,288 | Direct | |
| Dec 16, 2021 | Common Stock | SSaleDisposed | −4,678 | $21.38 | −$100,015.64 | 91,610 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Dec 16, 2021 | Common Stock | MOption exerciseDisposed | −48,250 | $0.00 | $0 | 33,303 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
In addition to the transactions reported on the Form 4 filed on December 20, 2021 (the "Original Form 4"), the reporting person exercised 14,947 options on December 16, 2021 (the "Exercise"). To pay the cost and related taxes associated with the Exercise, the reporting person surrendered 4,678 shares with a market value of $100,015.64 to the issuer (the "Surrender"). The Exercise and the Surrender were inadvertently left off the Original Form 4. This Form 4/A is being filed to correct this error.
- F2
This option becomes exercisable, if at all, based on the Issuer's achievement of certain stock price appreciation milestones.