Dillard Michael E.'s Form 4 filing
Sable Offshore Corp. (SOC) · filed Oct 29, 2024
- Accession no.
- 0000950170-24-118505
- Filed
- Oct 29, 2024
- Trade date
- Oct 25-28, 2024
- Filing delay
- 4 days
- Rule 10b5-1 plan
- Not checked
This filing lists 1 non-derivative transaction and 2 derivative transactions. It was filed 4 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Dillard Michael E.CIK 0001846127 | Director |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Oct 28, 2024 | Common Stock | XIn-the-money exerciseAcquired | +267,847 | $11.50 | +$3,080,240.5 | 422,500 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Oct 25, 2024 | Common Stock | SSaleDisposed | −134,653 | $9.10F1 | −$1,225,342.3 | 345,347 | Direct | |
| Oct 28, 2024 | Common Stock | XIn-the-money exerciseDisposed | −267,847 | $11.50 | −$3,080,240.5 | 77,500 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
The price reported in Column 8 is a weighted average price. The warrants were sold in multiple transactions at prices ranging from $9.05 to $9.37. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of warrants sold at each separate price within the range set forth in this footnote.
Referenced by the price of 1 transaction in Table II.