Shaff Eric D.'s Form 4 filing
Seres Therapeutics, Inc. (MCRB) · filed Oct 29, 2024
- Accession no.
- 0000950170-24-118409
- Filed
- Oct 29, 2024
- Trade date
- Oct 27-28, 2024
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Checked
This filing lists 2 non-derivative transactions and 1 derivative transaction. Open-market sales total $6.04K. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Shaff Eric D.CIK 0001643734 | Director, Officer (CEO and President) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Oct 27, 2024 | Common Stock | MOption exerciseAcquired | +27,837 | $0.00 | $0 | 173,830 | Direct | |
| Oct 28, 2024 | Common Stock | SSaleDisposed | −8,748 | $0.69 | −$6,036.12 | 165,082 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Oct 27, 2024 | Common Stock | MOption exerciseDisposed | −27,837 | $0.00 | $0 | 0 | Direct |
Footnotes
Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.