Third Rock Ventures V, L.P.'s Form 4 filing
Septerna, Inc. (SEPN) · filed Oct 28, 2024
- Accession no.
- 0000950170-24-117772
- Filed
- Oct 28, 2024, 4:53 PM ET
- Trade date
- Oct 28, 2024
- Filing delay
- Same day
- Rule 10b5-1 plan
- Not checked
This filing lists 4 non-derivative transactions and 2 derivative transactions. Open-market purchases total $11.7M. It was filed on the trade date.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Third Rock Ventures V, L.P.CIK 0001778071 | 10% Owner |
| Third Rock Ventures VI, L.P.CIK 0001931056 | 10% Owner |
| Third Rock Ventures GP V, LPCIK 0001977498 | 10% Owner |
| Third Rock Ventures GP VI, L.P.CIK 0001977499 | 10% Owner |
| TRV GP VI, LLCCIK 0001990716 | 10% Owner |
| TRV GP V, LLCCIK 0001990717 | 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Oct 28, 2024 | Common Stock | CConversionAcquired | +4,790,773 | $0.00 | $0 | 5,845,091 | Direct | |
| Oct 28, 2024 | Common Stock | CConversionAcquired | +2,872,956 | $0.00 | $0 | 2,872,956 | Indirect | |
| Oct 28, 2024 | Common Stock | PPurchaseAcquired | +370,500 | $18.00 | +$6,669,000 | 6,215,591 | Direct | |
| Oct 28, 2024 | Common Stock | PPurchaseAcquired | +279,500 | $18.00 | +$5,031,000 | 3,152,456 | Indirect |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Oct 28, 2024 | Common Stock | CConversionDisposed | −4,790,773 | $0.00 | $0 | 0 | Direct | |
| Oct 28, 2024 | Common Stock | CConversionDisposed | −2,872,956 | $0.00 | $0 | 0 | Indirect |
Footnotes
Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.