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Geygan Jeffrey Richart's Form 4 filing

Rocky Mountain Chocolate Factory, Inc. (RMCF) · filed Oct 24, 2024

Accession no.
0000950170-24-117096
Filed
Oct 24, 2024
Trade date
Oct 22-24, 2024
Filing delay
2 days
Rule 10b5-1 plan
Not checked

This filing lists 4 non-derivative transactions. Open-market purchases total $1.35M. It was filed 2 days after the trade.

This filing was later replaced by the amendment 0000950170-24-117400 (Oct 25, 2024). Trade tables on this site use the amended version.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Geygan Jeffrey RichartCIK 0001733547Director, Officer (Interim CEO), 10% Owner

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Oct 22, 2024Common StockPPurchaseAcquired+2,000$2.42F1+$4,8401,162,098Indirect
Oct 23, 2024Common StockPPurchaseAcquired+330,743$2.70F1+$893,006.11,492,841Indirect
Oct 24, 2024Common StockPPurchaseAcquired+163,376$2.60F1+$424,777.61,656,217Indirect
Oct 24, 2024Common StockPPurchaseAcquired+11,935$2.60+$31,031168,719Direct

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

F1

The reported price represents a weighted average purchase price. The Reporting Person(s) undertakes to provide to the staff, the issuer, or a security holder full information regarding the number of shares purchased at each separate price.

Referenced by the price of 3 transactions in Table I.

Read the full filing on SEC EDGAR (opens in a new tab)