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SK Inc.'s Form 4 filing

SES AI Corp (SES) · filed Oct 24, 2024

Accession no.
0000950170-24-117061
Filed
Oct 24, 2024
Trade date
Oct 22-23, 2024
Filing delay
2 days
Rule 10b5-1 plan
Not checked

This filing lists 2 non-derivative transactions. Open-market sales total $528.2K. It was filed 2 days after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
SK Inc.CIK 000194799810% Owner

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Oct 22, 2024Class A Common StockSSaleDisposed−437,785$0.67F1−$293,315.9537,214,518Direct
Oct 23, 2024Class A Common StockSSaleDisposed−350,505$0.67F3−$234,838.3536,864,013Direct

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

F1

The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $0.6735 to $0.6904, inclusive. The Reporting Person undertakes to provide to SES AI Corp., any security holder of SES AI Corp., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnotes (1) and (3) to this Form 4.

Referenced by the price of 1 transaction in Table I.

F3

The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $0.6680 to $0.6836, inclusive.

Referenced by the price of 1 transaction in Table I.

Read the full filing on SEC EDGAR (opens in a new tab)