Northern Right Capital Management, L.P.'s Form 4 filing
Great Elm Group, Inc. (GEG) · filed Oct 22, 2024
- Accession no.
- 0000950170-24-116442
- Filed
- Oct 22, 2024, 9:27 PM ET
- Trade date
- May 21-23, 2024
- Filing delay
- 154 daysLate
- Rule 10b5-1 plan
- Not checked
This filing lists 3 non-derivative transactions and 0 derivative transactions. Open-market purchases total $88.3K. It was filed 154 days after the trade, past the 2-business-day deadline.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Northern Right Capital Management, L.P.CIK 0001346543 | 10% Owner, Other: Member of 13D 10% Group |
| BC Advisors LLCCIK 0001349003 | 10% Owner |
| Northern Right Capital (QP), L.P.CIK 0001451722 | 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| May 21, 2024 | Common Stock | PPurchaseAcquired | +24,984 | $1.77 | +$44,264.15 | 4,218,152 | Indirect | |
| May 22, 2024 | Common Stock | PPurchaseAcquired | +20,001 | $1.76 | +$35,267.76 | 4,238,153 | Indirect | |
| May 23, 2024 | Common Stock | PPurchaseAcquired | +5,015 | $1.75 | +$8,794.3 | 4,243,168 | Indirect |
Footnotes
Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.