Geygan Jeffrey Richart's Form 4 filing
Rocky Mountain Chocolate Factory, Inc. (RMCF) · filed Oct 22, 2024
- Accession no.
- 0000950170-24-116277
- Filed
- Oct 22, 2024, 4:30 PM ET
- Trade date
- Sep 16-Oct 21, 2024
- Filing delay
- 36 daysLate
- Rule 10b5-1 plan
- Not checked
This filing lists 4 non-derivative transactions and 0 derivative transactions. Open-market purchases total $67.9K. Open-market sales total $1.44K. It was filed 36 days after the trade, past the 2-business-day deadline.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Geygan Jeffrey RichartCIK 0001733547 | Director, Officer (Interim CEO), 10% Owner |
| Global Value Investment Corp.CIK 0001569866 | 10% Owner |
| Geygan JamesCIK 0001734726 | Other: Director and Officer of GVIC |
| Wilke StacyCIK 0001865363 | Other: Officer of GVIC |
| Geygan KathleenCIK 0001865425 | Other: Director of GVIC |
| GVP 2021-A, L.P.CIK 0001955705 | Other: GVIC-Controlled Entity |
| GVP 2021-A, LLCCIK 0001955706 | Other: GVIC-Controlled Entity |
| Rice Shawn GCIK 0002007274 | Other: Director of GVIC |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Sep 16, 2024 | Common Stock | SSaleDisposed | −820 | $1.75 | −$1,435.08 | 1,227,783 | Indirect | |
| Oct 18, 2024 | Common Stock | PPurchaseAcquired | +23,700 | $2.14 | +$50,677.71 | 1,251,483 | Indirect | |
| Oct 21, 2024 | Common Stock | PPurchaseAcquired | +7,409 | $2.32 | +$17,222.96 | 1,258,892 | Indirect | |
| Oct 21, 2024 | Common Stock | JOtherAcquired | +51,777 | – | – | 1,310,669 | Indirect |
Footnotes
Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.