Howley W Nicholas's Form 4 filing
TransDigm Group INC (TDG) · filed Oct 17, 2024
- Accession no.
- 0000950170-24-115341
- Filed
- Oct 17, 2024
- Trade date
- Oct 15, 2024
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Checked
This filing lists 12 non-derivative transactions and 1 derivative transaction. Open-market sales total $7.68M. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Howley W NicholasCIK 0001352573 | Director |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Oct 15, 2024 | Common Stock | MOption exerciseAcquired | +5,472 | $140.92F1 | +$771,114.24 | 27,019.51 | Indirect | |
| Oct 15, 2024 | Common Stock | SSaleDisposed | −377 | $1,391.40F2 | −$524,557.8 | 26,642.51 | Indirect | |
| Oct 15, 2024 | Common Stock | SSaleDisposed | −216 | $1,392.29F3 | −$300,734.64 | 26,426.51 | Indirect | |
| Oct 15, 2024 | Common Stock | SSaleDisposed | −97 | $1,393.85F4 | −$135,203.45 | 26,329.51 | Indirect | |
| Oct 15, 2024 | Common Stock | SSaleDisposed | −820 | $1,396.77F5 | −$1,145,351.4 | 25,509.51 | Indirect | |
| Oct 15, 2024 | Common Stock | SSaleDisposed | −113 | $1,397.51F6 | −$157,918.63 | 25,396.51 | Indirect | |
| Oct 15, 2024 | Common Stock | SSaleDisposed | −100 | $1,399.00 | −$139,900 | 25,296.51 | Indirect | |
| Oct 15, 2024 | Common Stock | SSaleDisposed | −667 | $1,400.01F7 | −$933,806.67 | 24,629.51 | Indirect | |
| Oct 15, 2024 | Common Stock | SSaleDisposed | −200 | $1,401.14 | −$280,228 | 24,429.51 | Indirect | |
| Oct 15, 2024 | Common Stock | SSaleDisposed | −997 | $1,406.69F8 | −$1,402,469.93 | 23,432.51 | Indirect | |
| Oct 15, 2024 | Common Stock | SSaleDisposed | −1,435 | $1,407.75F9 | −$2,020,121.25 | 21,997.51 | Indirect | |
| Oct 15, 2024 | Common Stock | SSaleDisposed | −450 | $1,413.57 | −$636,106.5 | 21,547.51 | Indirect |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Oct 15, 2024 | Common Stock | MOption exerciseDisposed | −5,472 | $0.00 | $0 | 100,370 | Indirect |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
The exercise price has been adjusted for dividends declared since August 1, 2022.
Referenced by the price of 1 transaction in Table I.
- F2
Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $1391.0250 - $1391.6800. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F3
Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $1392.1000 - $1392.8000. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F4
Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $1393.7900 - $1393.8650. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F5
Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $1395.8250 - $1396.7950. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F6
Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $1397.1250 - $1397.7500. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F7
Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $1400.0000 - $1400.5100. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F8
Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $1406.3500 - $1407.2900. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F9
Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $1407.3750 - $1408.3200. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.