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Tammenoms Bakker Juliet's Form 4 filing

Ceribell, Inc. (CBLL) · filed Oct 16, 2024

Accession no.
0000950170-24-115007
Filed
Oct 16, 2024
Trade date
Oct 11-15, 2024
Filing delay
5 days
Rule 10b5-1 plan
Not checked

This filing lists 3 non-derivative transactions and 1 derivative transaction. Open-market purchases total $4.03M. It was filed 5 days after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Tammenoms Bakker JulietCIK 0001431159Director

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Oct 11, 2024Common StockAGrant or awardAcquired+6,618$0.00$06,618Direct
Oct 15, 2024Common StockCConversionAcquired+2,140,600–F3–2,237,876Indirect
Oct 15, 2024Common StockPPurchaseAcquired+237,234$17.00+$4,032,9782,475,110Indirect

Derivative securities (Table II)

Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.

Derivative transactions
Trade dateSecurityTransactionUnderlying sharesUnit priceValueHeld afterOwnershipFlags
Oct 15, 2024Common StockCConversionDisposed−2,140,600$0.00$00Indirect

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

F3

Each share of the issuer's Preferred Stock automatically converted into one (1) share of the issuer's Common Stock immediately prior to the closing of the issuer's initial public offering on October 15, 2024 and had no expiration date.

Referenced by the price of 1 transaction in Table I.

Read the full filing on SEC EDGAR (opens in a new tab)