Flores James Caldwell's Form 4 filing
Sable Offshore Corp. (SOC) · filed Oct 11, 2024
- Accession no.
- 0000950170-24-114424
- Filed
- Oct 11, 2024
- Trade date
- Oct 9-10, 2024
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not checked
This filing lists 1 non-derivative transaction and 4 derivative transactions. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Flores James CaldwellCIK 0002000222 | Officer (President) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Oct 9, 2024 | Common Stock | XIn-the-money exerciseAcquired | +67,000 | $11.50 | +$770,500 | 417,000 | Indirect |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Oct 9, 2024 | Common Stock | SSaleDisposed | −135,615 | $8.38 | −$1,136,453.7 | 79,285 | Indirect | |
| Oct 9, 2024 | Common Stock | SSaleDisposed | −2,900 | $9.00 | −$26,100 | 76,385 | Indirect | |
| Oct 9, 2024 | Common Stock | XIn-the-money exerciseDisposed | −67,000 | $11.50 | −$770,500 | 9,385 | Indirect | |
| Oct 10, 2024 | Common Stock | SSaleDisposed | −9,385 | $7.11 | −$66,727.35 | 0 | Indirect |
Footnotes
Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.