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Sarracino Steven's Form 4 filing

Better Home & Finance Holding Co (BETR) · filed Oct 2, 2024

Accession no.
0000950170-24-111938
Filed
Oct 2, 2024, 9:27 PM ET
Trade date
Sep 30, 2024
Filing delay
2 days
Rule 10b5-1 plan
Not checked

This filing lists 1 derivative transaction. It was filed 2 days after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Sarracino StevenCIK 0001624037Director, 10% Owner
Activant Ventures III, LPCIK 0001760228Director, 10% Owner
Activant Ventures III Opportunities Fund 1, LPCIK 0001779961Director, 10% Owner
Activant Ventures III Opportunities Fund 2, LPCIK 0001796950Director, 10% Owner
Activant Ventures III Opportunities Fund 3, LPCIK 0001801580Director, 10% Owner
Activant Ventures III Opportunities Fund 4, LPCIK 0001808595Director, 10% Owner
Activant Ventures III Opportunities Fund 6, LPCIK 0001823414Director, 10% Owner
Activant Holdings I, LTDCIK 0001991432Director, 10% Owner
Activant Capital Management, LLCCIK 0001992093Director, 10% Owner
Activant Ventures Advisors III, LLCCIK 0001992147Director, 10% Owner

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

This filing has no transactions of this kind.

Derivative securities (Table II)

Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.

Derivative transactions
Trade dateSecurityTransactionUnderlying sharesUnit priceValueHeld afterOwnershipFlags
Sep 30, 2024Class A Common StockPPurchaseAcquired+72,206–F1–72,206Indirect

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

F1

Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. Each share of Class B Common Stock will convert automatically into one share of Class A Common Stock in connection with: (i) any transfer, whether or not for value, except for certain permitted transfers described in the Issuer's amended and restated certificate of incorporation, (ii) such time as the aggregate number of shares of Class B Common Stock outstanding ceases to represent 5% of the aggregate number of shares of Common Stock outstanding, (iii) the vote of 85% of the holders of Class B Common Stock outstanding; and (iv) following the date of the death or permanent disability of Better Holdco's founder.

Referenced by the price of 1 transaction in Table II.

Read the full filing on SEC EDGAR (opens in a new tab)