Frost Phillip MD Et Al's Form 4/A amendment
AmendedOpko Health, Inc. (OPK) · filed Sep 27, 2024
- Accession no.
- 0000950170-24-110093
- Filed
- Sep 27, 2024, 5:18 PM ET
- Trade date
- Sep 25, 2024
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not checked
- Original filed
- Sep 26, 2024
This filing lists 0 non-derivative transactions and 1 derivative transaction. It was filed 2 days after the trade.
This amendment replaces 0000950170-24-109683 (filed Sep 26, 2024).
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Frost Phillip MD Et AlCIK 0000898860 | Director, Officer (CEO & Chairman), 10% Owner |
| Frost Gamma Investments TrustCIK 0001380896 | 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
This filing has no transactions of this kind.
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Sep 25, 2024 | Common Stock | PPurchaseAcquired | +1,004,347 | $1,571,050.00 | – | – | Indirect | Price outlier |
Footnotes
Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.