Caldwell Phyllis R's Form 4 filing
Oaktree Specialty Lending Corp (OCSL) · filed Sep 23, 2024
- Accession no.
- 0000950170-24-108812
- Filed
- Sep 23, 2024
- Trade date
- Sep 20, 2024
- Filing delay
- 3 days
- Rule 10b5-1 plan
- Not checked
This filing lists 3 non-derivative transactions. Open-market purchases total $16.0K. It was filed 3 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Caldwell Phyllis RCIK 0001596950 | Director |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Sep 20, 2024 | Common Stock, par value $0.01 per share | PPurchaseAcquired | +500 | $16.01 | +$8,005 | 13,000 | Direct | |
| Sep 20, 2024 | Common Stock, par value $0.01 per share | PPurchaseAcquired | +405 | $16.01 | +$6,484.05 | 13,405 | Direct | |
| Sep 20, 2024 | Common Stock, par value $0.01 per share | PPurchaseAcquired | +95 | $16.01 | +$1,520.95 | 13,500 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.