Pimblett Emily's Form 4 filing
Climb Bio, Inc.CLYM · filed Sep 20, 2024
- Accession no.
- 0000950170-24-108582
- Filed
- Sep 20, 2024
- Trade date
- Sep 18-20, 2024
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Checked
This filing lists 3 non-derivative transactions and 1 derivative transaction. Open-market sales total $9.74K. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Pimblett EmilyCIK 0001969365 | Officer (CHIEF ACCOUNTING OFFICER) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Sep 18, 2024 | Common Stock | MOption exerciseAcquired | +5,000 | –F1 | – | 8,755 | Direct | |
| Sep 20, 2024 | Common Stock | SSaleDisposed | −1,182 | $8.18 | −$9,668.76 | 7,573 | Direct | |
| Sep 20, 2024 | Common Stock | SSaleDisposed | −9 | $8.06 | −$72.54 | 7,564 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Sep 18, 2024 | Common Stock | MOption exerciseDisposed | −5,000 | $0.00 | $0 | 30,000 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
Each restricted stock unit ("RSU") converted into one share of the Issuer's Common Stock.
Referenced by the price of 1 transaction in Table I.