Allais Nicola T's Form 4 filing
DoubleVerify Holdings, Inc. (DV) · filed Sep 16, 2024
- Accession no.
- 0000950170-24-106806
- Filed
- Sep 16, 2024
- Trade date
- Sep 12-15, 2024
- Filing delay
- 4 days
- Rule 10b5-1 plan
- Checked
This filing lists 10 non-derivative transactions and 5 derivative transactions. Open-market sales total $62.3K. It was filed 4 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Allais Nicola TCIK 0001854086 | Officer (Chief Financial Officer) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Sep 12, 2024 | Common Stock | MOption exerciseAcquired | +1,764 | $2.01 | +$3,545.64 | 79,078 | Direct | |
| Sep 12, 2024 | Common Stock | SSaleDisposed | −1,764 | $17.89F2 | −$31,557.96 | 77,314 | Direct | |
| Sep 13, 2024 | Common Stock | MOption exerciseAcquired | +1,764 | $2.01 | +$3,545.64 | 79,078 | Direct | |
| Sep 13, 2024 | Common Stock | SSaleDisposed | −1,764 | $17.42F3 | −$30,728.88 | 77,314 | Direct | |
| Sep 15, 2024 | Common Stock | MOption exerciseAcquired | +2,489 | $0.00F4 | $0 | 79,803 | Direct | |
| Sep 15, 2024 | Common Stock | FTax withholdingDisposed | −1,377 | $17.42 | −$23,987.34 | 78,426 | Direct | |
| Sep 15, 2024 | Common Stock | MOption exerciseAcquired | +4,063 | $0.00F6 | $0 | 82,489 | Direct | |
| Sep 15, 2024 | Common Stock | FTax withholdingDisposed | −2,247 | $17.42 | −$39,142.74 | 80,242 | Direct | |
| Sep 15, 2024 | Common Stock | MOption exerciseAcquired | +3,034 | $0.00F8 | $0 | 83,276 | Direct | |
| Sep 15, 2024 | Common Stock | FTax withholdingDisposed | −1,678 | $17.42 | −$29,230.76 | 81,598 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Sep 12, 2024 | Common Stock | MOption exerciseDisposed | −1,764 | $0.00 | $0 | 317,804 | Direct | |
| Sep 13, 2024 | Common Stock | MOption exerciseDisposed | −1,764 | $0.00 | $0 | 316,040 | Direct | |
| Sep 15, 2024 | Common Stock | MOption exerciseDisposed | −2,489 | $0.00 | $0 | 12,443 | Direct | |
| Sep 15, 2024 | Common Stock | MOption exerciseDisposed | −4,063 | $0.00 | $0 | 36,559 | Direct | |
| Sep 15, 2024 | Common Stock | MOption exerciseDisposed | −3,034 | $0.00 | $0 | 39,442 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F2
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $17.83 to $17.99, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.
Referenced by the price of 1 transaction in Table I.
- F3
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $17.31 to $17.585, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.
Referenced by the price of 1 transaction in Table I.
- F4
The restricted stock units were granted on December 10, 2021. 6.25% of the restricted stock units vested and were settled on March 15, 2022 (the "2022 Vesting Date"), and the remainder of the restricted stock units vest at a rate of 6.25% on each quarterly anniversary of the 2022 Vesting Date.
Referenced by the price of 1 transaction in Table I.
- F6
The restricted stock units were granted on December 12, 2022. 6.25% of the restricted stock units vested and were settled on March 15, 2023 (the "2023 Vesting Date"), and the remainder of the restricted stock units vest at a rate of 6.25% on each quarterly anniversary of the 2023 Vesting Date.
Referenced by the price of 1 transaction in Table I.
- F8
The restricted stock units were granted on December 19, 2023. 6.25% of the restricted stock units vested and were settled on March 15, 2024 (the "2024 Vesting Date"), and the remainder of the restricted stock units vest at a rate of 6.25% on each quarterly anniversary of the 2024 Vesting Date.
Referenced by the price of 1 transaction in Table I.