Bakal Riva's Form 4 filing
Vivid Seats Inc. (SEAT) · filed Sep 13, 2024
- Accession no.
- 0000950170-24-106491
- Filed
- Sep 13, 2024
- Trade date
- Sep 11-12, 2024
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not checked
This filing lists 4 non-derivative transactions and 2 derivative transactions. Open-market sales total $12.5K. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Bakal RivaCIK 0001880279 | Officer (Chief Strategy Officer) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Sep 11, 2024 | Class A Common Stock | MOption exerciseAcquired | +14,528 | – | – | 127,424 | Direct | |
| Sep 11, 2024 | Class A Common Stock | MOption exerciseAcquired | +6,904 | – | – | 134,328 | Direct | |
| Sep 11, 2024 | Class A Common Stock | FTax withholdingDisposed | −6,290 | $4.08 | −$25,663.2 | 128,038 | Direct | |
| Sep 12, 2024 | Class A Common Stock | SSaleDisposed | −3,100 | $4.03 | −$12,493 | 124,938 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Sep 11, 2024 | Class A Common Stock | MOption exerciseDisposed | −14,528 | $0.00 | $0 | 87,170 | Direct | |
| Sep 11, 2024 | Class A Common Stock | MOption exerciseDisposed | −6,904 | $0.00 | $0 | 13,808 | Direct |
Footnotes
Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.