Saad Mark E's Form 4 filing
Axsome Therapeutics, Inc.AXSM · filed Sep 11, 2024
- Accession no.
- 0000950170-24-105616
- Filed
- Sep 11, 2024
- Trade date
- Sep 11, 2024
- Filing delay
- Same day
- Rule 10b5-1 plan
- Checked
This filing lists 2 non-derivative transactions and 1 derivative transaction. Open-market sales total $1.01M. It was filed on the trade date.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Saad Mark ECIK 0001295913 | Director |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Sep 11, 2024 | Common Stock | MOption exerciseAcquired | +11,016 | $3.67 | +$40,428.72 | 21,018 | Direct | |
| Sep 11, 2024 | Common Stock | SSaleDisposed | −11,016 | $91.31F4 | −$1,005,870.96 | 10,002 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Sep 11, 2024 | Common Stock | MOption exerciseDisposed | −11,016 | $0.00 | $0 | 0 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F4
Represents the weighted average sale price of a series of open market transactions with sale prices ranging between $90.25 and $92.90.
Referenced by the price of 1 transaction in Table I.