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Sussman Norman's Form 4 filing

Durect CorpDRRX · filed Sep 11, 2024

Accession no.
0000950170-24-105403
Filed
Sep 11, 2024
Trade date
Dec 10, 2021
Filing delay
1,006 daysLate
Rule 10b5-1 plan
Not checked

This filing lists 1 non-derivative transaction. Open-market sales total $9.54K. It was filed 1006 days after the trade, past the 2-business-day deadline.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Sussman NormanCIK 0001358508Officer (Chief Medical Officer)

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Dec 10, 2021Common StockSSaleDisposed−9,000$1.06F2−$9,5400Direct

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

F2

The number of shares and price are pre-the company's 10:1 reverse stock split and the numbers do not reflect the stock split.

Referenced by the price of 1 transaction in Table I.

Read the full filing on SEC EDGAR (opens in a new tab)