Daunt John's Form 4 filing
Liquidity Services Inc (LQDT) · filed Sep 10, 2024
- Accession no.
- 0000950170-24-105188
- Filed
- Sep 10, 2024
- Trade date
- Sep 6-9, 2024
- Filing delay
- 4 days
- Rule 10b5-1 plan
- Not checked
This filing lists 5 non-derivative transactions and 3 derivative transactions. Open-market sales total $1.06M. It was filed 4 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Daunt JohnCIK 0001774667 | Officer (EVP, Chief Commercial Officer) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Sep 6, 2024 | Common Stock | MOption exerciseAcquired | +10,400 | $6.11 | +$63,544 | 69,254 | Indirect | |
| Sep 6, 2024 | Common Stock | MOption exerciseAcquired | +7,083 | $6.58 | +$46,606.14 | 76,337 | Indirect | |
| Sep 6, 2024 | Common Stock | MOption exerciseAcquired | +15,829 | $6.69 | +$105,896.01 | 92,166 | Indirect | |
| Sep 6, 2024 | Common Stock | SSaleDisposed | −41,454 | $21.75 | −$901,624.5 | 50,712 | Indirect | |
| Sep 9, 2024 | Common Stock | SSaleDisposed | −7,403 | $21.26 | −$157,387.78 | 43,309 | Indirect |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Sep 6, 2024 | Common Stock | MOption exerciseDisposed | −10,400 | $0.00 | $0 | 0 | Direct | |
| Sep 6, 2024 | Common Stock | MOption exerciseDisposed | −7,083 | $0.00 | $0 | 0 | Direct | |
| Sep 6, 2024 | Common Stock | MOption exerciseDisposed | −15,829 | $0.00 | $0 | 0 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.