Daunt John's Form 4 filing
Liquidity Services Inc (LQDT) · filed Aug 28, 2024
- Accession no.
- 0000950170-24-101540
- Filed
- Aug 28, 2024
- Trade date
- Aug 26-27, 2024
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not checked
This filing lists 8 non-derivative transactions and 3 derivative transactions. Open-market sales total $681.1K. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Daunt JohnCIK 0001774667 | Officer (EVP, Chief Commercial Officer) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Aug 26, 2024 | Common Stock | MOption exerciseAcquired | +5,292 | $9.46 | +$50,062.32 | 58,366 | Indirect | |
| Aug 26, 2024 | Common Stock | SSaleDisposed | −5,292 | $22.50 | −$119,070 | 53,074 | Indirect | |
| Aug 26, 2024 | Common Stock | MOption exerciseAcquired | +9,997 | $9.46 | +$94,571.62 | 63,071 | Indirect | |
| Aug 26, 2024 | Common Stock | SSaleDisposed | −4,217 | $22.43 | −$94,587.31 | 58,854 | Indirect | |
| Aug 27, 2024 | Common Stock | MOption exerciseAcquired | +19,323 | $6.69 | +$129,270.87 | 78,177 | Indirect | |
| Aug 27, 2024 | Common Stock | SSaleDisposed | −19,323 | $22.18 | −$428,584.14 | 58,854 | Indirect | |
| Aug 27, 2024 | Common Stock | MOption exerciseAcquired | +1,750 | $14.00 | +$24,500 | 60,604 | Indirect | |
| Aug 27, 2024 | Common Stock | SSaleDisposed | −1,750 | $22.18 | −$38,815 | 58,854 | Indirect |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Aug 27, 2024 | Common Stock | MOption exerciseDisposed | −38,950 | $0.00 | $0 | 0 | Direct | |
| Aug 26, 2024 | Common Stock | MOption exerciseDisposed | −29,325 | $0.00 | $0 | 6,375 | Direct | |
| Aug 27, 2024 | Common Stock | MOption exerciseDisposed | −16,640 | $0.00 | $0 | 10,053 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.