Rodriguez Ricardo C.'s Form 4 filing
Aspen Aerogels Inc (ASPN) · filed Aug 28, 2024
- Accession no.
- 0000950170-24-101328
- Filed
- Aug 28, 2024
- Trade date
- Aug 26, 2024
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Checked
This filing lists 5 non-derivative transactions and 1 derivative transaction. Open-market sales total $978.4K. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Rodriguez Ricardo C.CIK 0001920996 | Officer (CFO & Treasurer) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Aug 26, 2024 | Common Stock | MOption exerciseAcquired | +25,300 | $6.81 | +$172,293 | 53,255 | Direct | |
| Aug 26, 2024 | Common Stock | SSaleDisposed | −24,198 | $30.11 | −$728,601.78 | 29,057 | Direct | |
| Aug 26, 2024 | Common Stock | SSaleDisposed | −1,102 | $30.65 | −$33,776.3 | 27,955 | Direct | |
| Aug 26, 2024 | Common Stock | SSaleDisposed | −7,065 | $30.14 | −$212,939.1 | 20,890 | Direct | |
| Aug 26, 2024 | Common Stock | SSaleDisposed | −100 | $30.70 | −$3,070 | 20,790 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Aug 26, 2024 | Common Stock | MOption exerciseDisposed | −25,300 | $0.00 | $0 | 50,679 | Direct |
Footnotes
Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.