Murray Novelette's Form 4 filing
Liquidity Services Inc (LQDT) · filed Aug 27, 2024
- Accession no.
- 0000950170-24-101201
- Filed
- Aug 27, 2024
- Trade date
- Aug 23, 2024
- Filing delay
- 4 days
- Rule 10b5-1 plan
- Not checked
This filing lists 6 non-derivative transactions and 3 derivative transactions. Open-market sales total $186.9K. It was filed 4 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Murray NoveletteCIK 0001825422 | Officer (Chief Human Resources Officer) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Aug 23, 2024 | Common Stock | MOption exerciseAcquired | +1,340 | $9.46 | +$12,676.4 | 44,513 | Direct | |
| Aug 23, 2024 | Common Stock | SSaleDisposed | −1,340 | $22.25 | −$29,815 | 43,173 | Direct | |
| Aug 23, 2024 | Common Stock | MOption exerciseAcquired | +6,275 | $9.46 | +$59,361.5 | 49,448 | Direct | |
| Aug 23, 2024 | Common Stock | SSaleDisposed | −6,275 | $22.22 | −$139,430.5 | 43,173 | Direct | |
| Aug 23, 2024 | Common Stock | MOption exerciseAcquired | +796 | $14.00 | +$11,144 | 43,969 | Direct | |
| Aug 23, 2024 | Common Stock | SSaleDisposed | −796 | $22.22 | −$17,687.12 | 43,173 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Aug 23, 2024 | Common Stock | MOption exerciseDisposed | −16,943 | $0.00 | $0 | 400 | Direct | |
| Aug 23, 2024 | Common Stock | MOption exerciseDisposed | −28,296 | $0.00 | $0 | 24,757 | Direct | |
| Aug 23, 2024 | Common Stock | MOption exerciseDisposed | −8,320 | $0.00 | $0 | 5,027 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.