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Herron J Brendan's Form 4 filing

Shimmick Corp (SHIM) · filed Aug 23, 2024

Accession no.
0000950170-24-100169
Filed
Aug 23, 2024
Trade date
Aug 21-23, 2024
Filing delay
2 days
Rule 10b5-1 plan
Not checked

This filing lists 3 non-derivative transactions. Open-market purchases total $51.9K. It was filed 2 days after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Herron J BrendanCIK 0001574220Director

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Aug 21, 2024Common StockPPurchaseAcquired+4,371$2.99F1+$13,069.2958,880Direct
Aug 22, 2024Common StockPPurchaseAcquired+10,000$3.05F2+$30,50068,880Direct
Aug 23, 2024Common StockPPurchaseAcquired+2,629$3.16F3+$8,307.6471,509Direct

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

F1

The price reported in column 4 is a weighted average price. The shares were acquired in multiple transactions at prices ranging from $2.75 to $3.09, inclusive. Upon request by the SEC staff, the issuer, or any security holder of the issuer, full information regarding the number of shares purchased or sold at each separate price will be provided.

Referenced by the price of 1 transaction in Table I.

F2

The price reported in column 4 is a weighted average price. The shares were acquired in multiple transactions at prices ranging from $2.98 to $3.11, inclusive. Upon request by the SEC staff, the issuer, or any security holder of the issuer, full information regarding the number of shares purchased or sold at each separate price will be provided.

Referenced by the price of 1 transaction in Table I.

F3

The price reported in column 4 is a weighted average price. The shares were acquired in multiple transactions at prices ranging from $3.15 to $3.18, inclusive. Upon request by the SEC staff, the issuer, or any security holder of the issuer, full information regarding the number of shares purchased or sold at each separate price will be provided.

Referenced by the price of 1 transaction in Table I.

Remarks

Exhibit List: Exhibit 24 - Power of Attorney

Read the full filing on SEC EDGAR (opens in a new tab)