Shaffer Mark A's Form 4 filing
Liquidity Services Inc (LQDT) · filed Aug 21, 2024
- Accession no.
- 0000950170-24-099611
- Filed
- Aug 21, 2024
- Trade date
- Aug 19-21, 2024
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not checked
This filing lists 9 non-derivative transactions and 3 derivative transactions. Open-market sales total $490.7K. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Shaffer Mark ACIK 0001677053 | Officer (VP, Gen. Counsel & Secretary) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Aug 19, 2024 | Common Stock | SSaleDisposed | −827 | $22.57 | −$18,665.39 | 38,415 | Indirect | |
| Aug 19, 2024 | Common Stock | MOption exerciseAcquired | +3,564 | $9.46 | +$33,715.44 | 41,979 | Indirect | |
| Aug 19, 2024 | Common Stock | SSaleDisposed | −3,564 | $22.04 | −$78,550.56 | 38,415 | Indirect | |
| Aug 19, 2024 | Common Stock | MOption exerciseAcquired | +3,245 | $6.11 | +$19,826.95 | 41,660 | Indirect | |
| Aug 19, 2024 | Common Stock | MOption exerciseAcquired | +10,342 | $6.69 | +$69,187.98 | 52,002 | Indirect | |
| Aug 19, 2024 | Common Stock | MOption exerciseAcquired | +12,055 | $9.46 | +$114,040.3 | 64,057 | Indirect | |
| Aug 19, 2024 | Common Stock | SSaleDisposed | −8,923 | $22.76 | −$203,087.48 | 55,134 | Indirect | |
| Aug 20, 2024 | Common Stock | SSaleDisposed | −1,000 | $22.10 | −$22,100 | 54,134 | Indirect | |
| Aug 21, 2024 | Common Stock | SSaleDisposed | −7,673 | $21.94 | −$168,345.62 | 46,461 | Indirect |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Aug 19, 2024 | Common Stock | MOption exerciseDisposed | −3,245 | $0.00 | $0 | 0 | Direct | |
| Aug 19, 2024 | Common Stock | MOption exerciseDisposed | −10,342 | $0.00 | $0 | 0 | Direct | |
| Aug 19, 2024 | Common Stock | MOption exerciseDisposed | −25,617 | $0.00 | $0 | 4,443 | Direct |
Footnotes
Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.