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Kreger Bradley Allen's Form 4 filing

Velo3D, Inc. (VELO) · filed Aug 20, 2024

Accession no.
0000950170-24-099329
Filed
Aug 20, 2024
Trade date
Aug 15-20, 2024
Filing delay
5 daysLate
Rule 10b5-1 plan
Not checked

This filing lists 4 non-derivative transactions and 2 derivative transactions. Open-market sales total $887.78. It was filed 5 days after the trade, past the 2-business-day deadline.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Kreger Bradley AllenCIK 0001739205Director, Officer (CEO)

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Aug 15, 2024Common StockMOption exerciseAcquired+835––8,273Direct
Aug 16, 2024Common StockSSaleDisposed−366$1.25−$457.57,907Direct
Aug 18, 2024Common StockMOption exerciseAcquired+899––8,806Direct
Aug 20, 2024Common StockSSaleDisposed−347$1.24−$430.288,459Direct

Derivative securities (Table II)

Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.

Derivative transactions
Trade dateSecurityTransactionUnderlying sharesUnit priceValueHeld afterOwnershipFlags
Aug 15, 2024Common StockMOption exerciseDisposed−835$0.00$08,342Direct
Aug 18, 2024Common StockMOption exerciseDisposed−899$0.00$03,592Direct

Footnotes

Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.

Read the original on SEC EDGAR (opens in a new tab)