Kreger Bradley Allen's Form 4 filing
Velo3D, Inc.VELO · filed Aug 20, 2024
- Accession no.
- 0000950170-24-099329
- Filed
- Aug 20, 2024
- Trade date
- Aug 15-20, 2024
- Filing delay
- 5 daysLate
- Rule 10b5-1 plan
- Not checked
This filing lists 4 non-derivative transactions and 2 derivative transactions. Open-market sales total $887.78. It was filed 5 days after the trade, past the 2-business-day deadline.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Kreger Bradley AllenCIK 0001739205 | Director, Officer (CEO) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Aug 15, 2024 | Common Stock | MOption exerciseAcquired | +835 | –F1 | – | 8,273 | Direct | |
| Aug 16, 2024 | Common Stock | SSaleDisposed | −366 | $1.25 | −$457.5 | 7,907 | Direct | |
| Aug 18, 2024 | Common Stock | MOption exerciseAcquired | +899 | –F1 | – | 8,806 | Direct | |
| Aug 20, 2024 | Common Stock | SSaleDisposed | −347 | $1.24 | −$430.28 | 8,459 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Aug 15, 2024 | Common Stock | MOption exerciseDisposed | −835 | $0.00 | $0 | 8,342 | Direct | |
| Aug 18, 2024 | Common Stock | MOption exerciseDisposed | −899 | $0.00 | $0 | 3,592 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Common Stock upon settlement for no consideration.
Referenced by the price of 2 transactions in Table I.