Howley W Nicholas's Form 4 filing
TransDigm Group INC (TDG) · filed Aug 16, 2024
- Accession no.
- 0000950170-24-098095
- Filed
- Aug 16, 2024
- Trade date
- Aug 15, 2024
- Filing delay
- 1 day
- Rule 10b5-1 plan
- Checked
This filing lists 15 non-derivative transactions and 1 derivative transaction. Open-market sales total $6.92M. It was filed 1 day after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Howley W NicholasCIK 0001352573 | Director |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Aug 15, 2024 | Common Stock | MOption exerciseAcquired | +5,472 | $215.92F1 | +$1,181,514.24 | 27,019.51 | Indirect | |
| Aug 15, 2024 | Common Stock | SSaleDisposed | −127 | $1,252.73F2 | −$159,096.71 | 26,892.51 | Indirect | |
| Aug 15, 2024 | Common Stock | SSaleDisposed | −139 | $1,254.52F3 | −$174,378.28 | 26,753.51 | Indirect | |
| Aug 15, 2024 | Common Stock | SSaleDisposed | −136 | $1,255.97F4 | −$170,811.92 | 26,617.51 | Indirect | |
| Aug 15, 2024 | Common Stock | SSaleDisposed | −143 | $1,257.17F5 | −$179,775.31 | 26,474.51 | Indirect | |
| Aug 15, 2024 | Common Stock | SSaleDisposed | −33 | $1,258.00F6 | −$41,514 | 26,441.51 | Indirect | |
| Aug 15, 2024 | Common Stock | SSaleDisposed | −177 | $1,259.25F7 | −$222,887.25 | 26,264.51 | Indirect | |
| Aug 15, 2024 | Common Stock | SSaleDisposed | −135 | $1,260.39F8 | −$170,152.65 | 26,129.51 | Indirect | |
| Aug 15, 2024 | Common Stock | SSaleDisposed | −391 | $1,261.56F9 | −$493,269.96 | 25,738.51 | Indirect | |
| Aug 15, 2024 | Common Stock | SSaleDisposed | −310 | $1,262.67F10 | −$391,427.7 | 25,428.51 | Indirect | |
| Aug 15, 2024 | Common Stock | SSaleDisposed | −333 | $1,264.26F11 | −$420,998.58 | 25,095.51 | Indirect | |
| Aug 15, 2024 | Common Stock | SSaleDisposed | −1,849 | $1,265.88F12 | −$2,340,612.12 | 23,246.51 | Indirect | |
| Aug 15, 2024 | Common Stock | SSaleDisposed | −1,213 | $1,266.83F13 | −$1,536,664.79 | 22,033.51 | Indirect | |
| Aug 15, 2024 | Common Stock | SSaleDisposed | −482 | $1,267.31F14 | −$610,843.42 | 21,551.51 | Indirect | |
| Aug 15, 2024 | Common Stock | SSaleDisposed | −4 | $1,268.47 | −$5,073.88 | 21,547.51 | Indirect |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Aug 15, 2024 | Common Stock | MOption exerciseDisposed | −5,472 | $0.00 | $0 | 111,314 | Indirect |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
The exercise price has been adjusted for dividends declared since August 1, 2022.
Referenced by the price of 1 transaction in Table I.
- F2
Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $1252.3850 - $1253.0400. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F3
Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $1254.2550 - $1254.7450. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F4
Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $1255.5800 - $1256.2250. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F5
Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $1256.8600 - $1257.8200. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F6
Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $1258.0000 - $1258.0050. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F7
Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $1259.0150 - $1259.5950. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F8
Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $1260.1150 - $1260.7950. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F9
Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $1261.3600 - $1262.0000. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F10
Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $1262.4000 - $1263.0900. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F11
Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $1264.0700 - $1264.9600. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F12
Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $1265.0900 - $1266.0650. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F13
Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $1266.1300 - $1267.0850. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F14
Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $1267.1250 - $1267.9500. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.