Stein Kevin M's Form 4 filing
TransDigm Group INC (TDG) · filed Aug 14, 2024
- Accession no.
- 0000950170-24-097125
- Filed
- Aug 14, 2024
- Trade date
- Aug 12, 2024
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Checked
This filing lists 12 non-derivative transactions and 1 derivative transaction. Open-market sales total $12.3M. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Stein Kevin MCIK 0001431675 | Officer (President & CEO) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Aug 12, 2024 | Common Stock | MOption exerciseAcquired | +10,000 | $270.88F1 | +$2,708,800 | 18,158 | Indirect | |
| Aug 12, 2024 | Common Stock | SSaleDisposed | −3,186 | $1,226.74F2 | −$3,908,393.64 | 14,972 | Indirect | |
| Aug 12, 2024 | Common Stock | SSaleDisposed | −4,491 | $1,227.70F3 | −$5,513,600.7 | 10,481 | Indirect | |
| Aug 12, 2024 | Common Stock | SSaleDisposed | −632 | $1,228.65F4 | −$776,506.8 | 9,849 | Indirect | |
| Aug 12, 2024 | Common Stock | SSaleDisposed | −458 | $1,229.68F5 | −$563,193.44 | 9,391 | Indirect | |
| Aug 12, 2024 | Common Stock | SSaleDisposed | −324 | $1,230.54F6 | −$398,694.96 | 9,067 | Indirect | |
| Aug 12, 2024 | Common Stock | SSaleDisposed | −250 | $1,231.83F7 | −$307,957.5 | 8,817 | Indirect | |
| Aug 12, 2024 | Common Stock | SSaleDisposed | −296 | $1,233.24F8 | −$365,039.04 | 8,521 | Indirect | |
| Aug 12, 2024 | Common Stock | SSaleDisposed | −50 | $1,234.86F9 | −$61,743 | 8,471 | Indirect | |
| Aug 12, 2024 | Common Stock | SSaleDisposed | −129 | $1,236.46F10 | −$159,503.34 | 8,342 | Indirect | |
| Aug 12, 2024 | Common Stock | SSaleDisposed | −181 | $1,237.64F11 | −$224,012.84 | 8,161 | Indirect | |
| Aug 12, 2024 | Common Stock | SSaleDisposed | −3 | $1,240.03 | −$3,720.09 | 8,158 | Indirect |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Aug 12, 2024 | Common Stock | MOption exerciseDisposed | −10,000 | $0.00 | $0 | 163,500 | Indirect |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
The exercise price has been adjusted for dividends declared since August 1, 2022.
Referenced by the price of 1 transaction in Table I.
- F2
Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $1,226.3300 - $1,227.3100. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F3
Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $1,227.3300 - $1,228.2900. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F4
Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $1,228.3400 - $1,229.3300. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F5
Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $1,229.3750 - $1,230.3200. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F6
Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $1,230.4000 - $1,231.0500. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F7
Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $1,231.4050 - $1,232.1050. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F8
Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $1,233.0350 - $1,233.3500. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F9
Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $1,234.3200 - $1,235.2400. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F10
Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $1,235.9700 - $1,236.8500. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F11
Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $1,237.2500 - $1,238.0000. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.