TC Group, LLC's Form 4 filing
SunPower Inc. (SPWR) · filed Aug 7, 2024
- Accession no.
- 0000950170-24-092927
- Filed
- Aug 7, 2024, 4:48 PM ET
- Trade date
- Jul 18, 2024
- Filing delay
- 20 daysLate
- Rule 10b5-1 plan
- Not checked
This filing lists 2 non-derivative transactions and 1 derivative transaction. Open-market sales total $49.2K. It was filed 20 days after the trade, past the 2-business-day deadline.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| TC Group, LLCCIK 0000933790 | 10% Owner |
| Carlyle Group Inc.CIK 0001527166 | 10% Owner |
| Carlyle Holdings I GP Inc.CIK 0001548626 | 10% Owner |
| Carlyle Holdings I GP Sub L.L.C.CIK 0001548627 | 10% Owner |
| Carlyle Holdings I L.P.CIK 0001548628 | 10% Owner |
| TC Group Sub L.P.CIK 0001548639 | 10% Owner |
| CG Subsidiary Holdings L.L.C.CIK 0001790577 | 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jul 18, 2024 | Common Stock | XIn-the-money exerciseAcquired | +4,936,483 | $0.01 | +$49,364.83 | 4,936,483 | Indirect | Duplicate filing |
| Jul 18, 2024 | Common Stock | SSaleDisposed | −35,143 | $1.40 | −$49,200.2 | 4,901,340 | Indirect | Duplicate filing |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jul 18, 2024 | Common Stock | XIn-the-money exerciseDisposed | −4,936,483 | $0.00 | $0 | 0 | Indirect | Duplicate filing |
Footnotes
Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.