Lynch Thomas E's Form 4/A amendment
AmendedAlta Equipment Group Inc. (ALTG) · filed Jul 26, 2024
- Accession no.
- 0000950170-24-086919
- Filed
- Jul 26, 2024, 4:28 PM ET
- Trade date
- Jul 19, 2024
- Filing delay
- 7 days
- Rule 10b5-1 plan
- Not checked
- Original filed
- Jul 23, 2024
This filing lists 1 derivative transaction. It carries over 5 transactions from the original filing that it did not restate. It was filed 7 days after the trade.
This amendment restates part of 0000950170-24-085716 (filed Jul 23, 2024). The transactions it did not restate still count and are listed below.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Lynch Thomas ECIK 0001244666 | 10% Owner |
| Mill Road Capital III GP LLCCIK 0001767178 | 10% Owner |
| Mill Road Capital III, L.P.CIK 0001767199 | 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
This filing has no transactions of this kind.
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jul 19, 2024 | Common Stock | ELess common codeDisposed | −345,000 | $0.00 | $0 | 0 | Direct |
Carried over from the original filing
This amendment restates only part of the original filing. The original's other transactions still stand, and the trade tables on Livermore count them under this amendment.
From 0000950170-24-085716 (filed Jul 23, 2024).
Derivative securities (Table II)
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jul 19, 2024 | Common Stock | SSaleDisposed | −9,500 | $227.37 | −$21,600.15 | 95 | Direct | |
| Jul 19, 2024 | Common Stock | SSaleDisposed | −6,500 | $70.35 | −$4,572.75 | 65 | Direct | |
| Jul 19, 2024 | Common Stock | SSaleDisposed | −3,000 | $77.67 | −$2,330.1 | 30 | Direct | |
| Jul 22, 2024 | Common Stock | SSaleDisposed | −6,500 | $220.89 | −$14,357.85 | 160 | Direct | |
| Jul 22, 2024 | Common Stock | SSaleDisposed | −6,500 | $78.54 | −$5,105.1 | 95 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
The original Form 4, filed on July 23, 2024, is being amended by this Form 4 amendment solely to add the expiration of 3,450 put options that occurred on July 19, 2024.
- F2
Each put option became exercisable on the date purchased, which dates range from 3/5/2024 to 5/10/2024.
- F3
The shares reported are directly held by Mill Road Capital III, L.P. (the "Fund"). Mill Road Capital III GP LLC (the "GP") is the sole general partner of the Fund and has sole authority to vote (or direct the vote of), and to dispose (or direct the disposal) of, these shares on behalf of the Fund. Mr. Lynch is a management committee director of the GP and has shared authority to vote (or direct the vote of), and to dispose (or direct the disposal) of, these shares on behalf of the GP. Each of the Reporting Persons disclaims beneficial ownership of such shares except to the extent of his or its pecuniary interest therein, if any.