Corebridge Financial, Inc.'s Form 4 filing
Cliffwater Corporate Lending Fund · filed Jul 17, 2024
- Accession no.
- 0000950170-24-084421
- Filed
- Jul 17, 2024, 9:36 PM ET
- Trade date
- Jul 15, 2024
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not checked
This filing lists 5 non-derivative transactions. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Corebridge Financial, Inc.CIK 0001889539 | Other: See Remarks |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jul 15, 2024 | 5.44% Series B Senior Secured Notes due July 19, 2025 | PPurchaseAcquired | +1,532,500 | –F2 | – | – | Indirect | |
| Jul 15, 2024 | 5.50% Series C Senior Secured Notes due July 19, 2026 | PPurchaseAcquired | +4,168,400 | –F5 | – | – | Indirect | |
| Jul 15, 2024 | 5.61% Series E Senior Secured Notes due July 19, 2027 | PPurchaseAcquired | +5,210,500 | –F8 | – | – | Indirect | |
| Jul 15, 2024 | 7.10% Series I Senior Secured Notes due December 6, 2027 | PPurchaseAcquired | +7,356,000 | –F11 | – | – | Indirect | |
| Jul 15, 2024 | 6.75% Series K Senior Secured Notes due August 4, 2026 | PPurchaseAcquired | +6,000,000 | –F14 | – | – | Indirect |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F2
The reporting person acquired the reported securities in exchange for a combination of other securities and cash having an estimated value of $1,550,886.59.
Referenced by the price of 1 transaction in Table I.
- F5
The reporting person acquired the reported securities in exchange for a combination of other securities and cash having an estimated value of $4,190,469.36.
Referenced by the price of 1 transaction in Table I.
- F8
The reporting person acquired the reported securities in exchange for a combination of other securities and cash having an estimated value of $5,228,936.49.
Referenced by the price of 1 transaction in Table I.
- F11
The reporting person acquired the reported securities in exchange for a combination of other securities and cash having an estimated value of $7,558,187.83.
Referenced by the price of 1 transaction in Table I.
- F14
The reporting person acquired the reported securities in exchange for a combination of other securities and cash having an estimated value of $6,194,775.00.
Referenced by the price of 1 transaction in Table I.
Remarks
Filed pursuant to Section 30(h) of the Investment Company Act of 1940.