Howley W Nicholas's Form 4 filing
TransDigm Group INC (TDG) · filed Jul 16, 2024
- Accession no.
- 0000950170-24-083960
- Filed
- Jul 16, 2024
- Trade date
- Jul 15, 2024
- Filing delay
- 1 day
- Rule 10b5-1 plan
- Checked
This filing lists 15 non-derivative transactions and 1 derivative transaction. Open-market sales total $6.30M. It was filed 1 day after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Howley W NicholasCIK 0001352573 | Director |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jul 15, 2024 | Common Stock | MOption exerciseAcquired | +5,472 | $215.92F1 | +$1,181,514.24 | 27,019.51 | Indirect | |
| Jul 15, 2024 | Common Stock | SSaleDisposed | −130 | $1,234.44F2 | −$160,477.2 | 26,889.51 | Indirect | |
| Jul 15, 2024 | Common Stock | SSaleDisposed | −392 | $1,236.30F3 | −$484,629.6 | 26,497.51 | Indirect | |
| Jul 15, 2024 | Common Stock | SSaleDisposed | −520 | $1,237.03F4 | −$643,255.6 | 25,977.51 | Indirect | |
| Jul 15, 2024 | Common Stock | SSaleDisposed | −422 | $1,238.18F5 | −$522,511.96 | 25,555.51 | Indirect | |
| Jul 15, 2024 | Common Stock | SSaleDisposed | −136 | $1,239.03F6 | −$168,508.08 | 25,419.51 | Indirect | |
| Jul 15, 2024 | Common Stock | SSaleDisposed | −343 | $1,240.54F7 | −$425,505.22 | 25,076.51 | Indirect | |
| Jul 15, 2024 | Common Stock | SSaleDisposed | −372 | $1,241.84F8 | −$461,964.48 | 24,704.51 | Indirect | |
| Jul 15, 2024 | Common Stock | MOption exerciseDisposed | −399 | $1,242.87F9 | −$495,905.13 | 24,305.51 | Indirect | |
| Jul 15, 2024 | Common Stock | SSaleDisposed | −916 | $1,244.07F10 | −$1,139,568.12 | 23,389.51 | Indirect | |
| Jul 15, 2024 | Common Stock | SSaleDisposed | −712 | $1,244.89F11 | −$886,361.68 | 22,677.51 | Indirect | |
| Jul 15, 2024 | Common Stock | SSaleDisposed | −320 | $1,245.97F12 | −$398,710.4 | 22,357.51 | Indirect | |
| Jul 15, 2024 | Common Stock | SSaleDisposed | −309 | $1,246.77F13 | −$385,251.93 | 22,048.51 | Indirect | |
| Jul 15, 2024 | Common Stock | SSaleDisposed | −366 | $1,248.25F14 | −$456,859.5 | 21,682.51 | Indirect | |
| Jul 15, 2024 | Common Stock | SSaleDisposed | −135 | $1,248.90F15 | −$168,601.5 | 21,547.51 | Indirect |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jul 15, 2024 | Common Stock | MOption exerciseDisposed | −5,472 | $0.00 | $0 | 30,944 | Indirect |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
The exercise price has been adjusted for dividends declared since August 1, 2022.
Referenced by the price of 1 transaction in Table I.
- F2
Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $1,234.2500 - $1,235.1550. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F3
Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $1,235.6200 - $1,236.5650. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F4
Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $1,236.6900 - $1,237.6400. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F5
Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $1,237.8400 - $1,238.5800. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F6
Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $1,238.8550 - $1,239.8000. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F7
Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $1,240.0000 - $1,240.7500. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F8
Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $1,241.3000 - $1,242.2800. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F9
Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $1,242.3600 - $1,243.1800. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F10
Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $1,243.4800 - $1,244.4600. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F11
Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $1,244.4900 - $1,245.3550. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F12
Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $1,245.5800 - $1,246.5500. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F13
Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $1,246.6400 - $1,247.0150. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F14
Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $1,247.7750 - $1,248.6500. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F15
Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $1,248.8400 $1,249.0900. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.