Stein Kevin M's Form 4 filing
TransDigm Group INC (TDG) · filed Jul 16, 2024
- Accession no.
- 0000950170-24-083956
- Filed
- Jul 16, 2024
- Trade date
- Jul 12, 2024
- Filing delay
- 4 days
- Rule 10b5-1 plan
- Checked
This filing lists 18 non-derivative transactions and 1 derivative transaction. Open-market sales total $12.5M. It was filed 4 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Stein Kevin MCIK 0001431675 | Officer (President & CEO) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jul 12, 2024 | Common Stock | MOption exerciseAcquired | +10,000 | $270.88F1 | +$2,708,800 | 18,158 | Indirect | |
| Jul 12, 2024 | Common Stock | SSaleDisposed | −19 | $1,236.69F2 | −$23,497.11 | 18,139 | Indirect | |
| Jul 12, 2024 | Common Stock | SSaleDisposed | −250 | $1,237.69F3 | −$309,422.5 | 17,889 | Indirect | |
| Jul 12, 2024 | Common Stock | SSaleDisposed | −28 | $1,238.93F4 | −$34,690.04 | 17,861 | Indirect | |
| Jul 12, 2024 | Common Stock | SSaleDisposed | −325 | $1,241.17F5 | −$403,380.25 | 17,536 | Indirect | |
| Jul 12, 2024 | Common Stock | SSaleDisposed | −248 | $1,242.11F6 | −$308,043.28 | 17,288 | Indirect | |
| Jul 12, 2024 | Common Stock | SSaleDisposed | −338 | $1,243.09F7 | −$420,164.42 | 16,950 | Indirect | |
| Jul 12, 2024 | Common Stock | SSaleDisposed | −1,010 | $1,245.60F8 | −$1,258,056 | 15,940 | Indirect | |
| Jul 12, 2024 | Common Stock | SSaleDisposed | −1,328 | $1,246.76F9 | −$1,655,697.28 | 14,612 | Indirect | |
| Jul 12, 2024 | Common Stock | SSaleDisposed | −1,628 | $1,248.36F10 | −$2,032,330.08 | 12,984 | Indirect | |
| Jul 12, 2024 | Common Stock | SSaleDisposed | −354 | $1,249.06F11 | −$442,167.24 | 12,630 | Indirect | |
| Jul 12, 2024 | Common Stock | SSaleDisposed | −2,963 | $1,250.41F12 | −$3,704,964.83 | 9,667 | Indirect | |
| Jul 12, 2024 | Common Stock | SSaleDisposed | −178 | $1,251.26F13 | −$222,724.28 | 9,489 | Indirect | |
| Jul 12, 2024 | Common Stock | SSaleDisposed | −360 | $1,253.53F14 | −$451,270.8 | 9,129 | Indirect | |
| Jul 12, 2024 | Common Stock | SSaleDisposed | −285 | $1,254.80F15 | −$357,618 | 8,844 | Indirect | |
| Jul 12, 2024 | Common Stock | SSaleDisposed | −334 | $1,255.99F16 | −$419,500.66 | 8,510 | Indirect | |
| Jul 12, 2024 | Common Stock | SSaleDisposed | −347 | $1,257.05F17 | −$436,196.35 | 8,163 | Indirect | |
| Jul 12, 2024 | Common Stock | SSaleDisposed | −5 | $1,261.27 | −$6,306.35 | 8,158 | Indirect |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jul 12, 2024 | Common Stock | MOption exerciseDisposed | −10,000 | $0.00 | $0 | 173,500 | Indirect |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
The exercise price has been adjusted for dividends declared since August 1, 2022.
Referenced by the price of 1 transaction in Table I.
- F2
Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $1,236.1600 - $1,236.9100. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F3
Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $1,237.2600 - $1,238.1800. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F4
Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $1,238.9000 - $1,239.1100. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F5
Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $1,240.6300 - $1,241.6100. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F6
Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $1,241.8300 - $1,242.4300. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F7
Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $1,242.9400 - $1,243.5100. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F8
Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $1,245.4600 - $1,246.3600. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F9
Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $1,246.5400 - $1,247.1500. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F10
Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $1,247.6500 - $1,248.6400. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F11
Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $1,248.6500 - $1,249.6100. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F12
Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $1,249.8600 - $1,250.7400. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F13
Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $1,251.2600 - $1,251.2800. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F14
Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $1,253.1100 - $1,254.0700. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F15
Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $1,254.3000 - $1,255.2900. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F16
Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $1,255.4700 - $1,256.3750. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F17
Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $1,256.7500 - $1,257.3450. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.