Sprecher Jeffrey C's Form 4 filing
Intercontinental Exchange, Inc. (ICE) · filed Jul 10, 2024
- Accession no.
- 0000950170-24-082707
- Filed
- Jul 10, 2024
- Trade date
- Jul 9, 2024
- Filing delay
- 1 day
- Rule 10b5-1 plan
- Checked
This filing lists 7 non-derivative transactions and 1 derivative transaction. Open-market sales total $23.9M. It was filed 1 day after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Sprecher Jeffrey CCIK 0001343882 | Director, Officer (Chief Executive Officer) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jul 9, 2024 | Common Stock | MOption exerciseAcquired | +58,389 | $50.01 | +$2,920,033.89 | 1,238,382 | Direct | |
| Jul 9, 2024 | Common Stock | SSaleDisposed | −18,972 | $140.81F3 | −$2,671,447.32 | 1,219,410 | Direct | |
| Jul 9, 2024 | Common Stock | SSaleDisposed | −25,644 | $141.90F4 | −$3,638,883.6 | 1,193,766 | Direct | |
| Jul 9, 2024 | Common Stock | SSaleDisposed | −13,773 | $142.45F5 | −$1,961,963.85 | 1,179,993 | Direct | |
| Jul 9, 2024 | Common Stock | SSaleDisposed | −36,652 | $140.83F8 | −$5,161,701.16 | 2,625,053 | Indirect | |
| Jul 9, 2024 | Common Stock | SSaleDisposed | −48,430 | $141.92F9 | −$6,873,185.6 | 2,576,623 | Indirect | |
| Jul 9, 2024 | Common Stock | SSaleDisposed | −24,918 | $142.45F10 | −$3,549,569.1 | 2,551,705 | Indirect |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jul 9, 2024 | Common Stock | MOption exerciseDisposed | −58,389 | $0.00 | $0 | 0 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F3
The price range for the aggregate amount sold by the direct holder is $140.34 - $141.33. The Issuer will upon request by the Staff of the U.S. Securities and Exchange Commission or a security holder of the Issuer provide the full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F4
The price range for the aggregate amount sold by the direct holder is $141.34 - $142.33. The Issuer will upon request by the Staff of the U.S. Securities and Exchange Commission or a security holder of the Issuer provide the full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F5
The price range for the aggregate amount sold by the direct holder is $142.34 - $142.46. The Issuer will upon request by the Staff of the U.S. Securities and Exchange Commission or a security holder of the Issuer provide the full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F8
The price range for the aggregate amount sold by the direct holder is $140.36 - $141.35. The Issuer will upon request by the Staff of the U.S. Securities and Exchange Commission or a security holder of the Issuer provide the full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F9
The price range for the aggregate amount sold by the direct holder is $141.36 - $142.35. The Issuer will upon request by the Staff of the U.S. Securities and Exchange Commission or a security holder of the Issuer provide the full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F10
The price range for the aggregate amount sold by the direct holder is $142.36 - $142.46. The Issuer will upon request by the Staff of the U.S. Securities and Exchange Commission or a security holder of the Issuer provide the full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.