Grethlein Andrew J's Form 4 filing
Geron Corp (GERN) · filed Jul 10, 2024
- Accession no.
- 0000950170-24-082686
- Filed
- Jul 10, 2024
- Trade date
- Jul 8, 2024
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not checked
This filing lists 2 non-derivative transactions and 2 derivative transactions. Open-market sales total $3.08M. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Grethlein Andrew JCIK 0001270921 | Officer (EVP, Chief Operating Officer) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jul 8, 2024 | Common Stock | MOption exerciseAcquired | +674,348 | $1.72 | +$1,159,878.56 | 674,348 | Direct | |
| Jul 8, 2024 | Common Stock | SSaleDisposed | −674,348 | $4.56 | −$3,075,026.88 | 0 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jul 8, 2024 | Common Stock | MOption exerciseDisposed | −221,544 | $0.00 | $0 | 0 | Direct | |
| Jul 8, 2024 | Common Stock | MOption exerciseDisposed | −452,804 | $0.00 | $0 | 0 | Direct |
Footnotes
Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.