Heery Christopher's Form 4 filing
Arcellx, Inc. (ACLX) · filed Jul 3, 2024
- Accession no.
- 0000950170-24-081487
- Filed
- Jul 3, 2024
- Trade date
- Jul 1, 2024
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Checked
This filing lists 4 non-derivative transactions and 2 derivative transactions. Open-market sales total $1.11M. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Heery ChristopherCIK 0001789632 | Officer (CHIEF MEDICAL OFFICER) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jul 1, 2024 | Common Stock | MOption exerciseAcquired | +7,036 | $6.28 | +$44,186.08 | 16,314 | Direct | |
| Jul 1, 2024 | Common Stock | MOption exerciseAcquired | +12,964 | $15.00 | +$194,460 | 29,278 | Direct | |
| Jul 1, 2024 | Common Stock | SSaleDisposed | −17,217 | $55.26F2 | −$951,411.42 | 12,061 | Direct | |
| Jul 1, 2024 | Common Stock | SSaleDisposed | −2,783 | $56.20F3 | −$156,404.6 | 9,278 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jul 1, 2024 | Common Stock | MOption exerciseDisposed | −7,036 | $0.00 | $0 | 80,173 | Direct | |
| Jul 1, 2024 | Common Stock | MOption exerciseDisposed | −12,964 | $0.00 | $0 | 190,205 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F2
Represents the weighted average share price of an aggregate total of 17,217 shares sold in the price range of $55.03 to $56.00 by the Reporting Person. The Reporting Person undertakes to provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F3
Represents the weighted average share price of an aggregate total of 2,783 shares sold in the price range of $56.06 to $56.47 by the Reporting Person. The Reporting Person undertakes to provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.