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Sivaraman Rukmini's Form 4 filing

Nutanix, Inc. (NTNX) · filed Jun 18, 2024

Accession no.
0000950170-24-075230
Filed
Jun 18, 2024
Trade date
Jun 15-18, 2024
Filing delay
3 days
Rule 10b5-1 plan
Checked

This filing lists 8 non-derivative transactions and 5 derivative transactions. Open-market sales total $668.8K. It was filed 3 days after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Sivaraman RukminiCIK 0001924910Officer (Chief Financial Officer)

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Jun 15, 2024Class A Common StockMOption exerciseAcquired+7,662$0.00$0152,297Direct
Jun 15, 2024Class A Common StockMOption exerciseAcquired+2,588$0.00$0154,885Direct
Jun 15, 2024Class A Common StockMOption exerciseAcquired+4,760$0.00$0159,645Direct
Jun 15, 2024Class A Common StockMOption exerciseAcquired+6,250$0.00$0165,895Direct
Jun 15, 2024Class A Common StockMOption exerciseAcquired+4,765$0.00$0170,660Direct
Jun 15, 2024Class A Common StockFTax withholdingDisposed−13,192$54.01−$712,499.92157,468Direct
Jun 18, 2024Class A Common StockSSaleDisposed−12,147$53.18F3−$645,977.46145,321Direct
Jun 18, 2024Class A Common StockSSaleDisposed−419$54.53−$22,848.07144,902Direct

Derivative securities (Table II)

Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.

Derivative transactions
Trade dateSecurityTransactionUnderlying sharesUnit priceValueHeld afterOwnershipFlags
Jun 15, 2024Class A Common StockMOption exerciseDisposed−7,662$0.00$07,662Direct
Jun 15, 2024Class A Common StockMOption exerciseDisposed−2,588$0.00$012,942Direct
Jun 15, 2024Class A Common StockMOption exerciseDisposed−4,760$0.00$038,081Direct
Jun 15, 2024Class A Common StockMOption exerciseDisposed−6,250$0.00$056,250Direct
Jun 15, 2024Class A Common StockMOption exerciseDisposed−4,765$0.00$061,950Direct

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

F3

The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $53.484 to $54.45 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Referenced by the price of 1 transaction in Table I.

Read the full filing on SEC EDGAR (opens in a new tab)