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Howley W Nicholas's Form 4 filing

TransDigm Group INC (TDG) · filed Jun 18, 2024

Accession no.
0000950170-24-074949
Filed
Jun 18, 2024
Trade date
Jun 17, 2024
Filing delay
1 day
Rule 10b5-1 plan
Checked

This filing lists 23 non-derivative transactions and 1 derivative transaction. Open-market sales total $7.21M. It was filed 1 day after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Howley W NicholasCIK 0001352573Director

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Jun 17, 2024Common StockMOption exerciseAcquired+5,472$215.92F1+$1,181,514.2427,019.51Indirect
Jun 17, 2024Common StockSSaleDisposed−143$1,294.55F2−$185,120.6526,876.51Indirect
Jun 17, 2024Common StockSSaleDisposed−71$1,295.22F3−$91,960.6226,805.51Indirect
Jun 17, 2024Common StockSSaleDisposed−14$1,297.81F4−$18,169.3426,791.51Indirect
Jun 17, 2024Common StockSSaleDisposed−126$1,298.88F5−$163,658.8826,665.51Indirect
Jun 17, 2024Common StockSSaleDisposed−60$1,299.92F6−$77,995.226,605.51Indirect
Jun 17, 2024Common StockSSaleDisposed−72$1,300.99F7−$93,671.2826,533.51Indirect
Jun 17, 2024Common StockSSaleDisposed−96$1,305.00−$125,28026,437.51Indirect
Jun 17, 2024Common StockSSaleDisposed−146$1,306.39F8−$190,732.9426,291.51Indirect
Jun 17, 2024Common StockSSaleDisposed−471$1,307.83F9−$615,987.9325,820.51Indirect
Jun 17, 2024Common StockSSaleDisposed−189$1,309.47F10−$247,489.8325,631.51Indirect
Jun 17, 2024Common StockSSaleDisposed−406$1,310.97F11−$532,253.8225,225.51Indirect
Jun 17, 2024Common StockSSaleDisposed−51$1,313.56F12−$66,991.5625,174.51Indirect
Jun 17, 2024Common StockSSaleDisposed−96$1,315.00−$126,24025,078.51Indirect
Jun 17, 2024Common StockSSaleDisposed−96$1,317.61F13−$126,490.5624,982.51Indirect
Jun 17, 2024Common StockSSaleDisposed−200$1,318.72−$263,74424,782.51Indirect
Jun 17, 2024Common StockSSaleDisposed−200$1,320.36F14−$264,07224,582.51Indirect
Jun 17, 2024Common StockSSaleDisposed−186$1,321.29F15−$245,759.9424,396.51Indirect
Jun 17, 2024Common StockSSaleDisposed−1,223$1,322.76F16−$1,617,735.4823,173.51Indirect
Jun 17, 2024Common StockSSaleDisposed−244$1,323.34F17−$322,894.9622,929.51Indirect
Jun 17, 2024Common StockSSaleDisposed−955$1,324.85F18−$1,265,231.7521,974.51Indirect
Jun 17, 2024Common StockSSaleDisposed−382$1,326.27F19−$506,635.1421,592.51Indirect
Jun 17, 2024Common StockSSaleDisposed−45$1,327.08F20−$59,718.621,547.51Indirect

Derivative securities (Table II)

Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.

Derivative transactions
Trade dateSecurityTransactionUnderlying sharesUnit priceValueHeld afterOwnershipFlags
Jun 17, 2024Common StockMOption exerciseDisposed−5,472$0.00$036,416Indirect

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

F1

The exercise price has been adjusted for dividends declared since August 1, 2022.

Referenced by the price of 1 transaction in Table I.

F2

Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $1,293.9600 - $1,294.8300. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.

Referenced by the price of 1 transaction in Table I.

F3

Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $1,294.9900 - $1,295.7100. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.

Referenced by the price of 1 transaction in Table I.

F4

Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $1,297.6900 - $1,298.5300. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.

Referenced by the price of 1 transaction in Table I.

F5

Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $1,298.8050 - $1,299.6400. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.

Referenced by the price of 1 transaction in Table I.

F6

Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $1,299.8800 - $1,299.9900. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.

Referenced by the price of 1 transaction in Table I.

F7

Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $1,300.9800 - $1,301.0000. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.

Referenced by the price of 1 transaction in Table I.

F8

Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $1,306.0600 - $1,306.9400. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.

Referenced by the price of 1 transaction in Table I.

F9

Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $1,301.3600 - $1,308.5100. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.

Referenced by the price of 1 transaction in Table I.

F10

Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $1,308.9400 - $1,309.9100. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.

Referenced by the price of 1 transaction in Table I.

F11

Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $1,310.5700 - $1,311.5600. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.

Referenced by the price of 1 transaction in Table I.

F12

Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $1,313.5600 - $1,313.6600. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.

Referenced by the price of 1 transaction in Table I.

F13

Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $1,317.6050 - $1,317.7100. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.

Referenced by the price of 1 transaction in Table I.

F14

Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $1,320.0600 - $1,320.6550. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.

Referenced by the price of 1 transaction in Table I.

F15

Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $1,321.1000 - $1,321.4700. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.

Referenced by the price of 1 transaction in Table I.

F16

Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $1,322.0750 - $1,323.0600. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.

Referenced by the price of 1 transaction in Table I.

F17

Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $1,323.2000 - $1,324.0100. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.

Referenced by the price of 1 transaction in Table I.

F18

Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $1,324.2100 - $1,325.2000. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.

Referenced by the price of 1 transaction in Table I.

F19

Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $1,325.7600 - $1,326.6150. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.

Referenced by the price of 1 transaction in Table I.

F20

Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $1,327.0400 - $1,327.1100. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.

Referenced by the price of 1 transaction in Table I.

Read the full filing on SEC EDGAR (opens in a new tab)