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Stein Kevin M's Form 4 filing

TransDigm Group INC (TDG) · filed Jun 13, 2024

Accession no.
0000950170-24-073283
Filed
Jun 13, 2024
Trade date
Jun 12, 2024
Filing delay
1 day
Rule 10b5-1 plan
Checked

This filing lists 19 non-derivative transactions and 1 derivative transaction. Open-market sales total $13.1M. It was filed 1 day after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Stein Kevin MCIK 0001431675Officer (President & CEO)

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Jun 12, 2024Common StockMOption exerciseAcquired+10,000$270.88F1+$2,708,80018,158Indirect
Jun 12, 2024Common StockSSaleDisposed−162$1,294.68F2−$209,738.1617,996Indirect
Jun 12, 2024Common StockSSaleDisposed−449$1,295.89F3−$581,854.6117,547Indirect
Jun 12, 2024Common StockSSaleDisposed−216$1,296.90F4−$280,130.417,331Indirect
Jun 12, 2024Common StockSSaleDisposed−406$1,297.86F5−$526,931.1616,925Indirect
Jun 12, 2024Common StockSSaleDisposed−146$1,298.89F6−$189,637.9416,779Indirect
Jun 12, 2024Common StockSSaleDisposed−79$1,300.39F7−$102,730.8116,700Indirect
Jun 12, 2024Common StockSSaleDisposed−107$1,301.15F8−$139,223.0516,593Indirect
Jun 12, 2024Common StockSSaleDisposed−110$1,302.95F9−$143,324.516,483Indirect
Jun 12, 2024Common StockSSaleDisposed−304$1,306.07F10−$397,045.2816,179Indirect
Jun 12, 2024Common StockSSaleDisposed−520$1,307.22F11−$679,754.415,659Indirect
Jun 12, 2024Common StockSSaleDisposed−317$1,308.27F12−$414,721.5915,342Indirect
Jun 12, 2024Common StockSSaleDisposed−1,243$1,309.49F13−$1,627,696.0714,099Indirect
Jun 12, 2024Common StockSSaleDisposed−3,096$1,310.09F14−$4,056,038.6411,003Indirect
Jun 12, 2024Common StockSSaleDisposed−558$1,311.68F15−$731,917.4410,445Indirect
Jun 12, 2024Common StockSSaleDisposed−1,024$1,312.85F16−$1,344,358.49,421Indirect
Jun 12, 2024Common StockSSaleDisposed−349$1,313.72F17−$458,488.289,072Indirect
Jun 12, 2024Common StockSSaleDisposed−733$1,314.47F18−$963,506.518,339Indirect
Jun 12, 2024Common StockSSaleDisposed−181$1,315.44F19−$238,094.648,158Indirect

Derivative securities (Table II)

Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.

Derivative transactions
Trade dateSecurityTransactionUnderlying sharesUnit priceValueHeld afterOwnershipFlags
Jun 12, 2024Common StockMOption exerciseDisposed−10,000$0.00$0183,500Indirect

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

F1

The exercise price has been adjusted for dividends declared since August 1, 2022.

Referenced by the price of 1 transaction in Table I.

F2

Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $1,294.3700- $1,295.1300. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.

Referenced by the price of 1 transaction in Table I.

F3

Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $1,295.4400- $1,296.3600. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.

Referenced by the price of 1 transaction in Table I.

F4

Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $1,296.4800- $1,297.4700. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.

Referenced by the price of 1 transaction in Table I.

F5

Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $1,297.5700- $1,298.5350. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.

Referenced by the price of 1 transaction in Table I.

F6

Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $1,298.5700- $1,299.4900. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.

Referenced by the price of 1 transaction in Table I.

F7

Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $1,299.8700- $1,300.8250. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.

Referenced by the price of 1 transaction in Table I.

F8

Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $1,300.8750- $1,301.8000. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.

Referenced by the price of 1 transaction in Table I.

F9

Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $1,302.3900 - $1,303.0000. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.

Referenced by the price of 1 transaction in Table I.

F10

Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $1,305.6900 - $1,306.6050. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.

Referenced by the price of 1 transaction in Table I.

F11

Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $1,306.8800 - $1,307.7950. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.

Referenced by the price of 1 transaction in Table I.

F12

Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $1,307.9150 - $1,308.8400. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.

Referenced by the price of 1 transaction in Table I.

F13

Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $1,308.9600 - $1,309.8850. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.

Referenced by the price of 1 transaction in Table I.

F14

Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $1,310.0000 - $1,310.9900. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.

Referenced by the price of 1 transaction in Table I.

F15

Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $1,311.0800 - $1,312.0300. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.

Referenced by the price of 1 transaction in Table I.

F16

Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $1,312.1550 - $1,313.0300. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.

Referenced by the price of 1 transaction in Table I.

F17

Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $1,313.1600 - $1,314.1000. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.

Referenced by the price of 1 transaction in Table I.

F18

Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $1,314.1950 - $1,314.8700. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.

Referenced by the price of 1 transaction in Table I.

F19

Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $1,315.2350 - $1,315.7300. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.

Referenced by the price of 1 transaction in Table I.

Read the full filing on SEC EDGAR (opens in a new tab)